FARO TECHNOLOGIES, INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-10: Reporting owner COLE STEPHEN; Form 4; Security Non-employee director stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner Bair Keith S; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner Bair Keith S; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-07-15: Reporting owner Hall Kathleen; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-10 | COLE STEPHEN Director | 4 | Non-employee director stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $21.56 exercise price | 2013-12-12 | |
| 2013-11-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,694 0 owned after | $24.30 exercise price | 2013-11-06 | |
| 2013-11-05 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,652 2,827 owned after | $35.90 exercise price | 2013-11-06 | |
| 2013-07-15 | Hall Kathleen Officer (SVP, AMERICAS) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,252 26,252 owned after | $38.57 exercise price | 2013-07-17 | |
| 2013-03-14 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,940 0 owned after | $24.30 exercise price | 2013-03-15 | |
| 2013-03-14 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,766 1,767 owned after | $35.90 exercise price | 2013-03-15 | |
| 2013-03-07 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,543 0 owned after | $24.35 exercise price | 2013-03-08 | |
| 2013-03-06 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,877 30,543 owned after | $24.35 exercise price | 2013-03-08 | |
| 2013-03-01 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,580 47,420 owned after | $24.35 exercise price | 2013-03-05 | |
| 2013-03-01 | FREELAND JAY Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,749 9,749 owned after | $44.28 exercise price | 2013-03-05 | |
| 2013-03-01 | Arezone Joseph Officer (SVP, ASIA PACIFIC REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,515 1,515 owned after | $44.28 exercise price | 2013-03-05 | |
| 2013-03-01 | Bair Keith S Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,387 2,387 owned after | $44.28 exercise price | 2013-03-05 | |
| 2013-01-07 | Drews Ralf Officer (SVP, EUROPE REGION) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,566 15,566 owned after | $36.61 exercise price | 2013-05-29 |