ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-07: Reporting owner POSNER GARY J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-07: Reporting owner BENSON PAUL PATRICK; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-07: Reporting owner MASON MARCIA J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-07: Reporting owner Ross Roger Alan; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-07 | POSNER GARY J Officer (Chief Account Ofcr/Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | BENSON PAUL PATRICK Officer (EVP, Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300 2,300 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | MASON MARCIA J Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,300 4,300 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,400 6,400 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-11-07 | Reusser Curtis C Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,700 20,700 owned after | $92.75 exercise price | 2017-11-08 | |
| 2017-08-18 | FPA HAWKEYE FUND | First Pacific Advisors, LLC | ROMICK STEVEN T | Landecker Mark | Selmo Brian A. | ATWOOD J RICHARD | FPA Hawkeye-7 Fund 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −34 34 owned after | $95.00 exercise price | 2017-08-18 | |
| 2017-08-18 | FPA HAWKEYE FUND | First Pacific Advisors, LLC | ROMICK STEVEN T | Landecker Mark | Selmo Brian A. | ATWOOD J RICHARD | FPA Hawkeye-7 Fund 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | E Expiration of short derivative position | −21 21 owned after | $95.00 exercise price | 2017-08-18 | |
| 2017-06-08 | First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −34 34 owned after | $800.00 | 2017-06-12 | |
| 2017-06-08 | First Pacific Advisors, LLC | FPA Hawkeye-7 Fund | Selmo Brian A. | ATWOOD J RICHARD | Landecker Mark | FPA HAWKEYE FUND | ROMICK STEVEN T 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Call Option (obligation to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −21 21 owned after | $800.00 | 2017-06-12 | |
| 2017-05-23 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,700 0 owned after | $32.00 exercise price | 2017-05-24 | |
| 2017-05-22 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 11,700 owned after | $32.00 exercise price | 2017-05-24 | |
| 2017-05-19 | YOST ALBERT S Officer (EVP, Pres--Advanced Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 0 owned after | $60.65 exercise price | 2017-05-22 | |
| 2017-03-15 | GEORGE ROBERT DAVID Officer (EVP,CFO, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,100 0 owned after | $53.00 exercise price | 2017-03-16 | |
| 2017-02-13 | MASON MARCIA J Officer (EVP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,800 0 owned after | $41.00 exercise price | 2017-02-14 |