ESTERLINE TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-07: Reporting owner Reid Brian D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-07: Reporting owner Reid Brian D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-07: Reporting owner Reid Brian D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-06: Reporting owner Ross Roger Alan; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-07 | Reid Brian D Officer (Corp. Controller & CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $99.78 exercise price | 2018-12-10 | |
| 2018-12-07 | Reid Brian D Officer (Corp. Controller & CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 1,875 owned after | $70.10 exercise price | 2018-12-10 | |
| 2018-12-07 | Reid Brian D Officer (Corp. Controller & CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $94.96 exercise price | 2018-12-10 | |
| 2018-12-06 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,875 2,625 owned after | $78.87 exercise price | 2018-12-10 | |
| 2018-12-06 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 3,150 owned after | $92.75 exercise price | 2018-12-10 | |
| 2018-12-06 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,550 2,550 owned after | $71.85 exercise price | 2018-12-10 | |
| 2018-12-06 | Ross Roger Alan Officer (EVP, Pres - Sensors & Systems) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,600 1,200 owned after | $79.31 exercise price | 2018-12-10 | |
| 2018-06-18 holding as of filing | Reid Brian D Officer (Intrm Corp. Controller & CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $70.10 exercise price | 2018-06-18 | ||
| 2018-06-18 holding as of filing | Reid Brian D Officer (Intrm Corp. Controller & CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $75.85 exercise price | 2018-06-18 | ||
| 2018-06-18 holding as of filing | Reid Brian D Officer (Intrm Corp. Controller & CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $94.96 exercise price | 2018-06-18 | ||
| 2018-06-18 holding as of filing | Reid Brian D Officer (Intrm Corp. Controller & CAO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $99.78 exercise price | 2018-06-18 | ||
| 2018-06-14 | Reid Brian D Officer (Intrm Corp. Controller & CAO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $73.40 exercise price | 2018-06-18 | |
| 2018-05-15 | Walther Donald E. Officer (Executive VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,380 11,380 owned after | $74.70 exercise price | 2018-05-17 | |
| 2018-02-05 | Nolan Stephen M Officer (Executive VP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,100 21,100 owned after | $69.70 exercise price | 2018-02-07 |