ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-28: Reporting owner SEGE RONALD; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-28: Reporting owner Jodoin Christopher; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-28: Reporting owner Marszewski C. Michael; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-28: Reporting owner Modi Sohrab; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-28 | SEGE RONALD Director, Officer (Chairman, CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $5.22 exercise price | 2016-09-30 | |
| 2016-09-28 | Jodoin Christopher Officer (VP, Operations & Planning) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $5.22 exercise price | 2016-09-30 | |
| 2016-09-28 | Marszewski C. Michael Officer (CFO and VP Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $5.22 exercise price | 2016-09-30 | |
| 2016-09-28 | Modi Sohrab Officer (VP and CTO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,000 21,000 owned after | $5.22 exercise price | 2016-09-30 | |
| 2016-09-28 | MOORE ALICIA JAYNE Officer (SVP, Gen. Counsel & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $5.22 exercise price | 2016-09-30 | |
| 2016-05-17 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.51 exercise price | 2016-05-19 | |
| 2016-05-17 | MAXFIELD ROBERT R Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.51 exercise price | 2016-05-19 | |
| 2016-05-17 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.51 exercise price | 2016-05-19 | |
| 2016-05-17 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.51 exercise price | 2016-05-19 | |
| 2016-05-10 | Schuett Erich Officer (VP, Worldwide Sales) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $4.72 exercise price | 2016-05-10 | |
| 2016-02-05 holding as of filing | Jodoin Christopher Officer (VP, Operations & Planning) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $31.70 exercise price | 2016-02-05 | ||
| 2016-02-05 holding as of filing | Jodoin Christopher Officer (VP, Operations & Planning) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $23.70 exercise price | 2016-02-05 | ||
| 2016-02-05 holding as of filing | Jodoin Christopher Officer (VP, Operations & Planning) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $9.66 exercise price | 2016-02-05 | ||
| 2016-02-05 holding as of filing | Jodoin Christopher Officer (VP, Operations & Planning) | 3 | Employee Stock Option (Right to buy) Derivative · Direct | Holding | $9.11 exercise price | 2016-02-05 |