ECHELON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner OSHMAN M KENNETH | O S VENTURES | OSHMAN TRUST DATED 7 10 1979; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-12-17: Reporting owner OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-12-17: Reporting owner OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-12-17: Reporting owner OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH; Form 4; Security Employee Stock Option (Right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 | OSHMAN M KENNETH | O S VENTURES | OSHMAN TRUST DATED 7 10 1979 Director, Officer (Chairman of the Board & CEO), 10% Owner | 10% Owner | 10% Owner | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $8.19 exercise price | 2008-12-19 | |
| 2008-12-17 | OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH 10% Owner | 10% Owner | Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $16.69 exercise price | 2008-12-19 | |
| 2008-12-17 | OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH 10% Owner | 10% Owner | Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $16.35 exercise price | 2008-12-19 | |
| 2008-12-17 | OSHMAN TRUST DATED 7 10 1979 | O S VENTURES | OSHMAN M KENNETH 10% Owner | 10% Owner | Director, Officer (Chairman of the Board & CEO), 10% Owner | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,000 0 owned after | $10.89 exercise price | 2008-12-19 | |
| 2008-12-17 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $11.61 exercise price | 2008-12-19 | |
| 2008-12-17 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $16.35 exercise price | 2008-12-19 | |
| 2008-12-17 | STANFIELD OLIVER R Officer (Executive VP and CFO) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $10.89 exercise price | 2008-12-19 | |
| 2008-12-17 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,672 0 owned after | $16.44 exercise price | 2008-12-19 | |
| 2008-12-17 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,354 0 owned after | $8.52 exercise price | 2008-12-19 | |
| 2008-12-17 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,577 0 owned after | $8.52 exercise price | 2008-12-19 | |
| 2008-12-17 | HARRIS RUSSELL Officer (Senior VP of Operations) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $8.19 exercise price | 2008-12-19 | |
| 2008-12-17 | BRUGGINK FREDERIK Officer (Sr. VP & GM of Ser Prov Gp) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $11.61 exercise price | 2008-12-19 | |
| 2008-12-17 | BRUGGINK FREDERIK Officer (Sr. VP & GM of Ser Prov Gp) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $16.35 exercise price | 2008-12-19 | |
| 2008-12-17 | BRUGGINK FREDERIK Officer (Sr. VP & GM of Ser Prov Gp) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $10.52 exercise price | 2008-12-19 | |
| 2008-12-17 | BRUGGINK FREDERIK Officer (Sr. VP & GM of Ser Prov Gp) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $10.89 exercise price | 2008-12-19 | |
| 2008-12-17 | BLOCH KATHLEEN B Officer (Sr. VP, Gen Counsl & Secretary) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $8.19 exercise price | 2008-12-19 | |
| 2008-12-17 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $8.52 exercise price | 2008-12-19 | |
| 2008-12-17 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,000 0 owned after | $8.19 exercise price | 2008-12-19 | |
| 2008-06-26 | AXELSSON ANDERS Officer (Senior VP of Sales & Marketing) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,582 0 owned after | $8.52 exercise price | 2008-06-27 | |
| 2008-05-27 | FINOCCHIO ROBERT J Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.32 exercise price | 2008-05-28 | |
| 2008-05-27 | MARKKULA ARMAS CLIFFORD Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.32 exercise price | 2008-05-28 | |
| 2008-05-27 | MOLEY RICHARD M Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.32 exercise price | 2008-05-28 | |
| 2008-05-27 | RAFAEL BETSY Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.32 exercise price | 2008-05-28 | |
| 2008-05-27 | SONSINI LARRY W Director | 4 | Director stock option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.32 exercise price | 2008-05-28 | |
| 2008-02-15 | DENHOLM ROBYN M Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.73 exercise price | 2008-02-15 |