DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-05-24: Reporting owner CANO FRANCIS; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-05-23: Reporting owner Myers Scott Dunseth; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-05-23: Reporting owner EASTLAND JULIA MARIE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-05-23: Reporting owner KISNER DANIEL L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-05-24 | CANO FRANCIS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 0 owned after | $5.90 exercise price | 2024-05-28 | |
| 2024-05-23 | Myers Scott Dunseth Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | EASTLAND JULIA MARIE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | KISNER DANIEL L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | MacGregor Brent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | Paradiso Peter R. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | Phillips Peggy V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | Sun Elaine D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.85 exercise price | 2024-05-28 | |
| 2024-05-23 | CANO FRANCIS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.79 exercise price | 2024-05-28 | |
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.29 exercise price | 2024-04-05 | ||
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $12.74 exercise price | 2024-04-05 | ||
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $11.12 exercise price | 2024-04-05 | ||
| 2024-04-05 holding as of filing | Slebir John L Officer (SVP General Counsel) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $12.48 exercise price | 2024-04-05 | ||
| 2024-03-16 | Burgess Justin Officer (VP Finance & CAO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $11.70 exercise price | 2024-03-19 | |
| 2024-03-01 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,334 8,666 owned after | $11.12 exercise price | 2024-03-04 | |
| 2024-03-01 | Burgess Justin Officer (Chief Accounting Officer) | 4 | StockOptions (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,767 0 owned after | $9.41 exercise price | 2024-03-04 | |
| 2024-02-15 | Novack David F Officer (President & COO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,000 95,000 owned after | $12.48 exercise price | 2024-02-20 | |
| 2024-02-15 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +231,000 231,000 owned after | $12.48 exercise price | 2024-02-20 | |
| 2024-02-15 | MacDonald Kelly Officer (SVP and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $12.48 exercise price | 2024-02-20 | |
| 2024-02-15 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $12.48 exercise price | 2024-02-20 | |
| 2024-02-15 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $12.48 exercise price | 2024-02-20 | |
| 2024-01-04 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 38,673 owned after | $9.41 exercise price | 2024-01-08 | |
| 2024-01-02 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $5.42 exercise price | 2024-01-04 |