DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-16: Reporting owner Novack David F; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-16: Reporting owner Spencer Ryan; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-12: Reporting owner Hack Andrew A. F.; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-06-14: Reporting owner Johnson David Louis; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-16 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $6.80 exercise price | 2019-12-17 | |
| 2019-12-16 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $6.80 exercise price | 2019-12-17 | |
| 2019-08-12 | Hack Andrew A. F. Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.36 exercise price | 2019-08-14 | |
| 2019-06-14 | Johnson David Louis Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $3.81 exercise price | 2019-06-21 | |
| 2019-06-14 | Novack David F Officer (Co-President and Senior VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.81 exercise price | 2019-06-18 | |
| 2019-06-14 | Spencer Ryan Officer (Co-President and Senior VP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $3.81 exercise price | 2019-06-18 | |
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.80 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $31.40 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $36.80 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $42.60 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $30.60 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.70 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.00 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $30.49 exercise price | 2019-05-31 | ||
| 2019-05-31 holding as of filing | Spencer Ryan Officer (Co-President and Senior VP) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.45 exercise price | 2019-05-31 | ||
| 2019-05-30 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | CARSON DENNIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-05-30 | Brege Laura Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.97 exercise price | 2019-05-31 | |
| 2019-02-28 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.40 exercise price | 2019-06-04 | |
| 2019-02-28 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.40 exercise price | 2019-06-04 | |
| 2019-02-28 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.40 exercise price | 2019-03-01 | |
| 2019-02-28 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.40 exercise price | 2019-03-01 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $10.47 exercise price | 2019-03-01 | |
| 2019-02-22 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,000 104,000 owned after | $10.47 exercise price | 2019-02-22 | |
| 2019-02-22 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $10.47 exercise price | 2019-02-22 | |
| 2019-02-22 | Novack David F Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104,000 104,000 owned after | $10.47 exercise price | 2019-02-22 | |
| 2019-02-22 | Gray Eddie Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280,000 280,000 owned after | $10.47 exercise price | 2019-02-22 | |
| 2019-02-22 | COFFMAN ROBERT Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $10.47 exercise price | 2019-02-22 |