DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-12-01: Reporting owner Novack David F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-11-03: Reporting owner Novack David F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-11-01: Reporting owner Novack David F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2023-10-10: Reporting owner Janssen Robert; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-12-01 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 9,000 owned after | $5.42 exercise price | 2023-12-05 | |
| 2023-11-03 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 29,000 owned after | $5.42 exercise price | 2023-11-07 | |
| 2023-11-01 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 49,000 owned after | $5.42 exercise price | 2023-11-03 | |
| 2023-10-10 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,755 40,173 owned after | $9.41 exercise price | 2023-10-11 | |
| 2023-10-02 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 69,000 owned after | $5.42 exercise price | 2023-10-04 | |
| 2023-10-02 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,015 41,928 owned after | $9.41 exercise price | 2023-10-03 | |
| 2023-09-01 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 109,000 owned after | $5.42 exercise price | 2023-09-05 | |
| 2023-08-24 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 46,943 owned after | $9.41 exercise price | 2023-08-25 | |
| 2023-08-23 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,857 47,543 owned after | $9.41 exercise price | 2023-08-24 | |
| 2023-08-08 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $3.81 exercise price | 2023-08-10 | |
| 2023-08-08 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 121,000 owned after | $5.42 exercise price | 2023-08-10 | |
| 2023-08-08 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,600 82,400 owned after | $9.41 exercise price | 2023-08-09 | |
| 2023-08-07 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,528 0 owned after | $5.42 exercise price | 2023-08-08 | |
| 2023-08-07 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,533 2,767 owned after | $9.41 exercise price | 2023-08-08 | |
| 2023-05-26 | Hack Andrew A. F. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | Myers Scott Dunseth Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | Sun Elaine D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | Phillips Peggy V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | Paradiso Peter R. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | MacGregor Brent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | KISNER DANIEL L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | EASTLAND JULIA MARIE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-05-26 | CANO FRANCIS Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.20 exercise price | 2023-05-31 | |
| 2023-02-16 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $11.12 exercise price | 2023-02-21 | |
| 2023-02-16 | Janssen Robert Officer (SVP and CMO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $11.12 exercise price | 2023-02-21 | |
| 2023-02-16 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +280,000 280,000 owned after | $11.12 exercise price | 2023-02-21 | |
| 2023-02-16 | MacDonald Kelly Officer (SVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $11.12 exercise price | 2023-02-21 | |
| 2023-02-16 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $11.12 exercise price | 2023-02-21 |