DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-10: Reporting owner Sun Elaine D; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-17: Reporting owner Janssen Robert; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-11-16: Reporting owner Janssen Robert; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2021-10-19: Reporting owner Myers Scott Dunseth; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Sun Elaine D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $13.33 exercise price | 2021-12-14 | |
| 2021-11-17 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,431 13,695 owned after | $10.47 exercise price | 2021-11-18 | |
| 2021-11-16 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,974 67,126 owned after | $10.47 exercise price | 2021-11-18 | |
| 2021-10-19 | Myers Scott Dunseth Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $17.55 exercise price | 2021-10-21 | |
| 2021-09-01 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 103,100 owned after | $10.47 exercise price | 2021-09-03 | |
| 2021-09-01 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.81 exercise price | 2021-09-03 | |
| 2021-08-16 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 52,500 owned after | $5.42 exercise price | 2021-08-18 | |
| 2021-08-11 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,583 0 owned after | $5.42 exercise price | 2021-08-13 | |
| 2021-05-28 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | Paradiso Peter R. Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | MacGregor Brent Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | EASTLAND JULIA MARIE Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-05-28 | Hack Andrew A. F. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $8.20 exercise price | 2021-06-02 | |
| 2021-03-01 | MacDonald Kelly Officer (SVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $8.90 exercise price | 2021-03-02 | |
| 2021-02-04 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $9.59 exercise price | 2021-02-05 | |
| 2021-02-03 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $9.41 exercise price | 2021-02-05 | |
| 2021-02-03 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $9.41 exercise price | 2021-02-05 | |
| 2021-02-03 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $9.41 exercise price | 2021-02-05 | |
| 2021-02-03 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,600 16,600 owned after | $9.41 exercise price | 2021-02-05 |