DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-08-08: Reporting owner CANO FRANCIS; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-08: Reporting owner Burgess Justin; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-08: Reporting owner Burgess Justin; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-08-08: Reporting owner Janssen Robert; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-08-08 | CANO FRANCIS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $4.97 exercise price | 2022-08-10 | |
| 2022-08-08 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,472 2,528 owned after | $5.42 exercise price | 2022-08-09 | |
| 2022-08-08 | Burgess Justin Officer (Chief Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,200 8,400 owned after | $9.41 exercise price | 2022-08-09 | |
| 2022-08-08 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,450 8,345 owned after | $10.47 exercise price | 2022-08-09 | |
| 2022-08-05 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 12,795 owned after | $10.47 exercise price | 2022-08-09 | |
| 2022-05-26 | Hack Andrew A. F. Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | Sun Elaine D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | Myers Scott Dunseth Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | EASTLAND JULIA MARIE Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | Paradiso Peter R. Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-05-26 | MacGregor Brent Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 22,500 owned after | $11.68 exercise price | 2022-05-27 | |
| 2022-02-10 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $12.74 exercise price | 2022-02-14 | |
| 2022-02-10 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $12.74 exercise price | 2022-02-14 | |
| 2022-02-10 | MacDonald Kelly Officer (SVP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,500 90,500 owned after | $12.74 exercise price | 2022-02-14 | |
| 2022-02-10 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $12.74 exercise price | 2022-02-14 | |
| 2022-02-10 | Burgess Justin Officer (Principal Accounting Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $12.74 exercise price | 2022-02-14 |