DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-09-23: Reporting owner Paradiso Peter R.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-07-17: Reporting owner MacGregor Brent; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-07-17: Reporting owner EASTLAND JULIA MARIE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-05-28: Reporting owner Phillips Peggy V; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-09-23 | Paradiso Peter R. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.53 exercise price | 2020-09-24 | |
| 2020-07-17 | MacGregor Brent Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.37 exercise price | 2020-07-22 | |
| 2020-07-17 | EASTLAND JULIA MARIE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $11.37 exercise price | 2020-07-21 | |
| 2020-05-28 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-28 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-28 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-28 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-28 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-28 | Hack Andrew A. F. Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,750 18,750 owned after | $4.84 exercise price | 2020-05-29 | |
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $48.10 exercise price | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.70 exercise price | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $16.00 exercise price | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.81 exercise price | 2020-05-15 | ||
| 2020-05-15 holding as of filing | Burgess Justin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.42 exercise price | 2020-05-15 | ||
| 2020-02-13 | Spencer Ryan Director, Officer (CEO and Director) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $5.22 exercise price | 2020-02-14 | |
| 2020-02-12 | Janssen Robert Officer (Senior Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 105,000 owned after | $5.42 exercise price | 2020-02-25 | |
| 2020-02-12 | Novack David F Officer (President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,000 144,000 owned after | $5.42 exercise price | 2020-02-14 | |
| 2020-02-12 | OSTRACH MICHAEL S Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 105,000 owned after | $5.42 exercise price | 2020-02-14 | |
| 2020-02-12 | Johnson David Louis Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $5.42 exercise price | 2020-02-14 | |
| 2020-02-12 | Janssen Robert Officer (Senior Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +105,000 105,000 owned after | $5.42 exercise price | 2020-02-14 |