DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-09-07: Reporting owner WRIGHT ROBERT F; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-09-07: Reporting owner WRIGHT ROBERT F; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-19: Reporting owner BURGHART THOMAS W; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-05-06: Reporting owner Litvack James Michael; Form 4; Security Options to purchase Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-09-07 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,108 5,108 owned after | $19.58 exercise price | 2010-09-09 | |
| 2010-09-07 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,830 3,830 owned after | $19.58 exercise price | 2010-09-09 | |
| 2010-05-19 | BURGHART THOMAS W Officer (Sr. Vice President & Treasurer) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $14.67 exercise price | 2010-05-21 | |
| 2010-05-06 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,279 2,279 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,848 2,848 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,848 2,848 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-05-05 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,697 5,697 owned after | $26.33 exercise price | 2010-05-07 | |
| 2010-02-17 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +123,587 123,587 owned after | $21.24 exercise price | 2010-02-19 | |
| 2010-02-17 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +176,553 176,553 owned after | $21.24 exercise price | 2010-02-19 | |
| 2010-02-16 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,160 0 owned after | $13.42 exercise price | 2010-02-18 | |
| 2010-02-16 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,473 0 owned after | $13.42 exercise price | 2010-02-18 |