DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-11: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Deferred Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-11: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Deferred Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-11 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Deferred Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −178,862 0 owned after | no price filed | 2011-11-15 | |
| 2011-11-11 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Deferred Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −178,862 0 owned after | no price filed | 2011-11-15 |