DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-07: Reporting owner SHERMAN DONALD A; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-07: Reporting owner SHERMAN DONALD A; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-07: Reporting owner SHERMAN DONALD A; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-09-07: Reporting owner ROSENKRANZ ROBERT; Form 4/A; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-07 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,682 0 owned after | $17.52 exercise price | 2006-11-09 | |
| 2006-11-07 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,980 0 owned after | $19.56 exercise price | 2006-11-09 | |
| 2006-11-07 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,640 0 owned after | $26.33 exercise price | 2006-11-09 | |
| 2006-09-07 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,400 0 owned after | $13.11 exercise price | 2007-02-23 | |
| 2006-09-07 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,400 0 owned after | $13.11 exercise price | 2006-09-07 | |
| 2006-09-06 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,900 64,400 owned after | $13.11 exercise price | 2007-02-23 | |
| 2006-09-06 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,900 64,400 owned after | $13.11 exercise price | 2006-09-07 | |
| 2006-09-05 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,944 127,300 owned after | $13.11 exercise price | 2007-02-23 | |
| 2006-09-05 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,944 127,300 owned after | $13.11 exercise price | 2006-09-07 | |
| 2006-08-18 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,700 177,244 owned after | $13.11 exercise price | 2006-08-22 | |
| 2006-08-18 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 157,944 owned after | $13.11 exercise price | 2006-08-18 | |
| 2006-08-17 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 207,944 owned after | $13.11 exercise price | 2006-08-18 | |
| 2006-08-16 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 257,944 owned after | $13.11 exercise price | 2006-08-18 | |
| 2006-06-08 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $34.62 exercise price | 2006-06-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,788 0 owned after | $26.29 exercise price | 2006-05-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,788 1,788 owned after | $26.29 exercise price | 2006-05-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,987 0 owned after | $29.34 exercise price | 2006-05-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,987 1,987 owned after | $29.34 exercise price | 2006-05-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,093 0 owned after | $39.50 exercise price | 2006-05-12 | |
| 2006-05-10 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,093 1,093 owned after | $39.50 exercise price | 2006-05-12 | |
| 2006-05-09 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,209 19,200 owned after | $32.36 exercise price | 2006-05-10 | |
| 2006-05-09 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,950 0 owned after | $20.83 exercise price | 2006-05-10 | |
| 2006-05-05 | COULTER CHAD Officer (VP, Secy & Gen Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,700 20,647 owned after | $19.67 exercise price | 2006-05-09 | |
| 2006-05-05 | COULTER CHAD Officer (VP, Secy & Gen Counsel) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,300 0 owned after | $20.83 exercise price | 2006-05-09 | |
| 2006-05-04 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,968 4,968 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,442 1,442 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,962 5,962 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,885 2,885 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,962 5,962 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,968 4,968 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,442 1,442 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,968 4,968 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,731 1,731 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,421 12,421 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,465 5,465 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-04 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,885 2,885 owned after | $52.00 exercise price | 2006-05-08 | |
| 2006-05-03 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $54.08 exercise price | 2006-05-05 | |
| 2006-03-06 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,609 0 owned after | $18.79 exercise price | 2006-03-06 | |
| 2006-03-03 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,200 15,609 owned after | $18.79 exercise price | 2006-03-06 | |
| 2006-03-02 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,823 85,809 owned after | $18.79 exercise price | 2006-03-06 | |
| 2006-02-21 | ILG HAROLD F Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,313 25,790 owned after | $19.67 exercise price | 2006-02-23 | |
| 2006-02-15 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,454 0 owned after | $14.47 exercise price | 2006-02-17 | |
| 2006-02-08 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $47.03 exercise price | 2006-02-10 | |
| 2006-02-08 | COULTER CHAD Officer (VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $47.03 exercise price | 2006-02-10 |