DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-07: Reporting owner MEEHAN JAMES N; Form 4; Security Director Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-07: Reporting owner MEEHAN JAMES N; Form 4; Security Director Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-20: Reporting owner Kiratsous Stephan A; Form 4; Security Options to purchase Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-11: Reporting owner WRIGHT ROBERT F; Form 4; Security Options to purchase Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-07 | MEEHAN JAMES N Director | 4 | Director Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,963 0 owned after | $19.56 exercise price | 2011-12-09 | |
| 2011-12-07 | MEEHAN JAMES N Director | 4 | Director Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,668 0 owned after | $19.56 exercise price | 2011-12-09 | |
| 2011-06-20 | Kiratsous Stephan A Officer (Executive Vice President & CFO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,628 53,628 owned after | $27.97 exercise price | 2011-06-22 | |
| 2011-05-11 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,011 2,011 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,514 2,514 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-05-11 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,028 5,028 owned after | $29.83 exercise price | 2011-05-13 | |
| 2011-04-28 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,436 0 owned after | $16.56 exercise price | 2011-05-02 | |
| 2011-03-09 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,707 0 owned after | $16.47 exercise price | 2011-03-11 | |
| 2011-03-09 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,644 0 owned after | $16.47 exercise price | 2011-03-11 | |
| 2011-03-09 | Wilhelm Mark Andrew Other (CEO of Safety National) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $29.14 exercise price | 2011-03-11 | |
| 2011-03-08 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,644 0 owned after | $16.47 exercise price | 2011-03-09 | |
| 2011-03-07 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 0 owned after | $16.47 exercise price | 2011-03-09 | |
| 2011-02-18 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,415 144,415 owned after | $31.16 exercise price | 2011-02-22 | |
| 2011-02-18 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,532 115,532 owned after | $31.16 exercise price | 2011-02-22 |