DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-04: Reporting owner Schoeninger Terrence T; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-04: Reporting owner COULTER CHAD; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-04: Reporting owner Schoeninger Terrence T; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-03: Reporting owner ILG HAROLD F; Form 4; Security Options to purchase Class A Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-04 | Schoeninger Terrence T Other (Chairman/CEO - Safety National) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,799 0 owned after | $13.11 exercise price | 2009-12-07 | |
| 2009-08-04 | COULTER CHAD Officer (Senior VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,971 0 owned after | $13.11 exercise price | 2009-08-06 | |
| 2009-08-04 | Schoeninger Terrence T Other (Chairman/CEO - Safety National) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 36,799 owned after | $13.11 exercise price | 2009-08-06 | |
| 2009-08-03 | ILG HAROLD F Director, Officer (Exec. VP, Business Development) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $13.11 exercise price | 2009-08-05 | |
| 2009-08-03 | ILG HAROLD F Director, Officer (Exec. VP, Business Development) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,685 0 owned after | $13.11 exercise price | 2009-08-05 | |
| 2009-05-11 | Schoeninger Terrence T Other (Chairman/CEO - Safety National) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,250 0 owned after | $13.11 exercise price | 2009-05-12 | |
| 2009-05-11 | Schoeninger Terrence T Other (Chairman/CEO - Safety National) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 72,799 owned after | $13.11 exercise price | 2009-05-12 | |
| 2009-05-08 | ILG HAROLD F Officer (Exec. VP, Business Development) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 22,500 owned after | $13.11 exercise price | 2009-05-12 | |
| 2009-05-08 | COULTER CHAD Officer (Senior VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,971 owned after | $13.11 exercise price | 2009-05-12 | |
| 2009-05-06 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,447 3,447 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,415 0 owned after | $15.81 exercise price | 2009-05-08 | |
| 2009-05-06 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,797 0 owned after | $15.81 exercise price | 2009-05-08 | |
| 2009-05-06 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,661 7,661 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,830 3,830 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,830 3,830 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-05-06 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,322 15,322 owned after | $19.58 exercise price | 2009-05-08 | |
| 2009-03-02 | BURGHART THOMAS W Officer (Sr. Vice President & Treasurer) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 225,000 owned after | $27.87 exercise price | 2009-03-04 | |
| 2009-03-02 | BURGHART THOMAS W Officer (Sr. Vice President & Treasurer) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $31.10 exercise price | 2009-03-04 | |
| 2009-03-02 | DAURELLE LAWRENCE E Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 225,000 owned after | $27.87 exercise price | 2009-03-04 | |
| 2009-03-02 | DAURELLE LAWRENCE E Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $31.10 exercise price | 2009-03-04 |