DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-13: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Options to purchase Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-08-12: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Options to purchase Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-05-12: Reporting owner FOX EDWARD A; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-05-12: Reporting owner FOX EDWARD A; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-13 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −536,583 0 owned after | $21.60 exercise price | 2008-08-14 | |
| 2008-08-12 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $29.84 exercise price | 2008-08-14 | |
| 2008-05-12 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,668 0 owned after | $25.05 exercise price | 2008-05-14 | |
| 2008-05-12 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,394 0 owned after | $25.05 exercise price | 2008-05-14 | |
| 2008-05-07 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,762 2,762 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,525 5,525 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,525 5,525 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,762 2,762 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,762 2,762 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,049 11,049 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-05-07 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,525 5,525 owned after | $27.15 exercise price | 2008-05-09 | |
| 2008-04-04 holding as of filing | Schoeninger Terrence T Officer (See Remarks) | 3 | Options to purchase Class A Common Stock Derivative · Direct | Holding | $13.11 exercise price | 2008-04-04 | ||
| 2008-04-04 holding as of filing | Schoeninger Terrence T Officer (See Remarks) | 3 | Options to purchase Class A Common Stock Derivative · Direct | Holding | $13.11 exercise price | 2008-04-04 | ||
| 2008-04-04 holding as of filing | Schoeninger Terrence T Officer (See Remarks) | 3 | Options to purchase Class A Common Stock Derivative · Direct | Holding | $19.31 exercise price | 2008-04-04 | ||
| 2008-02-28 | ILG HAROLD F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +337,500 337,500 owned after | $19.31 exercise price | 2008-03-03 | |
| 2008-02-15 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $29.14 exercise price | 2008-02-20 | |
| 2008-02-15 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,082 90,082 owned after | $29.14 exercise price | 2008-02-20 | |
| 2008-02-15 | ILG HAROLD F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $29.14 exercise price | 2008-02-20 | |
| 2008-02-15 | COULTER CHAD Officer (Senior VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $29.14 exercise price | 2008-02-20 | |
| 2008-02-15 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128,689 128,689 owned after | $29.14 exercise price | 2008-02-20 | |
| 2008-01-14 | COULTER CHAD Officer (Senior VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,708 0 owned after | $17.19 exercise price | 2008-01-16 |