DELPHI FINANCIAL GROUP INC/DE Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-24: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Options to purchase Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-23: Reporting owner ROSENKRANZ ROBERT; Form 4; Security Options to purchase Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-09: Reporting owner FOX EDWARD A; Form 4; Security Options to purchase Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-09: Reporting owner Hirsh Steven Andrew; Form 4; Security Options to purchase Class A Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-24 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −536,583 0 owned after | $17.01 exercise price | 2007-08-27 | |
| 2007-08-23 | ROSENKRANZ ROBERT Director, Officer (Chairman & CEO), 10% Owner | 4 | Options to purchase Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,094 375,094 owned after | $40.18 exercise price | 2007-08-27 | |
| 2007-05-09 | FOX EDWARD A Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | Hirsh Steven Andrew Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,748 1,748 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | MEEHAN JAMES N Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | OCONNOR PHILIP R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,496 3,496 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | WRIGHT ROBERT F Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,748 1,748 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | Brine Kevin R Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,496 3,496 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-05-09 | Litvack James Michael Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,991 6,991 owned after | $42.91 exercise price | 2007-05-11 | |
| 2007-04-30 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 100 owned after | $25.87 exercise price | 2007-04-30 | |
| 2007-04-27 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $21.57 exercise price | 2007-04-30 | |
| 2007-04-27 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,900 4,100 owned after | $25.87 exercise price | 2007-04-30 | |
| 2007-04-26 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,800 3,000 owned after | $21.57 exercise price | 2007-04-30 | |
| 2007-02-28 | BURGHART THOMAS W Officer (Vice President and Treasurer) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $27.87 exercise price | 2007-03-01 | |
| 2007-02-28 | DAURELLE LAWRENCE E Director | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $27.87 exercise price | 2007-03-01 | |
| 2007-02-20 | DAURELLE LAWRENCE E Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,197 0 owned after | $13.11 exercise price | 2007-02-21 | |
| 2007-02-16 | DAURELLE LAWRENCE E Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,900 62,197 owned after | $13.11 exercise price | 2007-02-21 | |
| 2007-02-16 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,925 0 owned after | $15.60 exercise price | 2007-02-21 | |
| 2007-02-16 | FOX EDWARD A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,851 0 owned after | $15.60 exercise price | 2007-02-21 | |
| 2007-02-16 | COULTER CHAD Officer (Senior VP, Secy & Gen Counsel) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.83 exercise price | 2007-02-21 | |
| 2007-02-16 | SMITH ROBERT M JR Director, Officer (Executive Vice President) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $40.83 exercise price | 2007-02-21 | |
| 2007-02-16 | SHERMAN DONALD A Director, Officer (President & COO) | 4 | Options to purchase Class A Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,432 51,432 owned after | $40.83 exercise price | 2007-02-21 |