CAVIUM, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-07-24: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-05-01: Reporting owner VIJ SANDEEP; Form 4; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-04-18: Reporting owner JARVE JOHN W; Form 4; Security Director Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-04-18: Reporting owner Khemani Rajiv; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-07-24 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,500 184,918 owned after | $3.04 exercise price | 2008-07-28 | |
| 2008-05-01 | VIJ SANDEEP Officer (VP Strategic Markets & Bus Dev) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $20.98 exercise price | 2008-05-02 | |
| 2008-04-18 | JARVE JOHN W Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $17.76 exercise price | 2008-04-22 | |
| 2008-04-18 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 190,418 owned after | $3.04 exercise price | 2008-04-22 | |
| 2008-04-18 | THORNLEY ANTHONY S Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 15,625 owned after | $17.76 exercise price | 2008-04-21 | |
| 2008-04-18 | Pantuso Anthony Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $17.76 exercise price | 2008-04-21 | |
| 2008-04-18 | CHELLAM KRIS Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 18,750 owned after | $17.76 exercise price | 2008-04-21 | |
| 2008-04-18 | REDDY C N Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $17.76 exercise price | 2008-04-21 | |
| 2008-03-17 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 192,293 owned after | $14.80 exercise price | 2008-03-19 | |
| 2008-03-17 | Jain Anil Kumar Officer (VP IC Engineering) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 247,500 owned after | $14.80 exercise price | 2008-03-19 | |
| 2008-03-17 | CHADWICK ARTHUR D Officer (VP Finance & Admin CFO) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $14.80 exercise price | 2008-03-19 | |
| 2008-03-17 | Ali Syed Director, Officer (Pres., CEO, Chairman of board) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 875,000 owned after | $14.80 exercise price | 2008-03-19 | |
| 2008-03-13 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 132,293 owned after | $3.04 exercise price | 2008-03-14 | |
| 2008-03-05 holding as of filing | CHELLAM KRIS Director | 3/A | Stock Option Right to Buy Derivative · Direct | Holding | $5.42 exercise price | 2008-03-05 | ||
| 2008-02-14 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 134,168 owned after | $3.04 exercise price | 2008-02-19 | |
| 2008-01-18 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 136,043 owned after | $20.33 exercise price | 2008-01-22 | |
| 2008-01-10 | Khemani Rajiv Officer (VP Marketing and Sales) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,875 60,626 owned after | $3.04 exercise price | 2008-01-14 |