CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-16: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-02-21: Reporting owner Novotny Andrew R.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2017-02-21: Reporting owner Stephenson Caleb D.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2017-02-21: Reporting owner Stephenson Caleb D.; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-16 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,571 15,571 owned after | $12.40 exercise price | 2017-05-18 | |
| 2017-02-21 holding as of filing | Novotny Andrew R. Officer (SVP of Commercial Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.81 exercise price | 2017-02-21 | ||
| 2017-02-21 holding as of filing | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.84 exercise price | 2017-02-21 | ||
| 2017-02-21 holding as of filing | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.24 exercise price | 2017-02-21 | ||
| 2017-02-21 holding as of filing | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $14.30 exercise price | 2017-02-21 | ||
| 2017-02-21 holding as of filing | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $15.31 exercise price | 2017-02-21 | ||
| 2017-02-15 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,514 28,514 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | RAUF ZAMIR Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,001 108,001 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | Novotny Andrew R. Officer (SVP of Commercial Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,052 27,052 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146,996 146,996 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | Koshkin Jeff Officer (SVP, CHIEF ACCOUNTING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,045 23,045 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +292,489 292,489 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | GRIGGS, III, W. G. Officer (EVP & President Calpine Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,633 88,633 owned after | $11.69 exercise price | 2017-02-17 | |
| 2017-02-15 | GATES CHARLES M. Officer (EVP, Power Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79,553 79,533 owned after | $11.69 exercise price | 2017-02-17 |