CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-03-08: Reporting owner MILLER W. THADDEUS; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-08: Reporting owner MILLER W. THADDEUS; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-08: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-03-08: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-03-08 | MILLER W. THADDEUS Officer (EVP, CLO and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −146,996 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | MILLER W. THADDEUS Officer (EVP, CLO and Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $9.49 exercise price | 2018-03-12 | |
| 2018-03-08 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,571 0 owned after | $12.40 exercise price | 2018-03-12 | |
| 2018-03-08 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $9.49 exercise price | 2018-03-12 | |
| 2018-03-08 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $12.13 exercise price | 2018-03-12 | |
| 2018-03-08 | Hill Thad Director, Officer (President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −292,489 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | RAUF ZAMIR Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $8.01 exercise price | 2018-03-12 | |
| 2018-03-08 | RAUF ZAMIR Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −138,272 0 owned after | $15.31 exercise price | 2018-03-12 | |
| 2018-03-08 | RAUF ZAMIR Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −149,431 0 owned after | $14.30 exercise price | 2018-03-12 | |
| 2018-03-08 | RAUF ZAMIR Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,963 0 owned after | $11.24 exercise price | 2018-03-12 | |
| 2018-03-08 | RAUF ZAMIR Officer (EVP and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −108,001 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | GRIGGS, III, W. G. Officer (EVP and President, Retail) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,633 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | GATES CHARLES M. Officer (EVP, Power Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −79,553 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | Koshkin Jeff Officer (SVP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,779 0 owned after | $8.36 exercise price | 2018-03-12 | |
| 2018-03-08 | Koshkin Jeff Officer (SVP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,968 0 owned after | $14.30 exercise price | 2018-03-12 | |
| 2018-03-08 | Koshkin Jeff Officer (SVP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,045 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | Koshkin Jeff Officer (SVP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,455 0 owned after | $11.24 exercise price | 2018-03-12 | |
| 2018-03-08 | Koshkin Jeff Officer (SVP, Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,482 0 owned after | $15.31 exercise price | 2018-03-12 | |
| 2018-03-08 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,333 0 owned after | $8.84 exercise price | 2018-03-12 | |
| 2018-03-08 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,284 0 owned after | $11.24 exercise price | 2018-03-12 | |
| 2018-03-08 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,140 0 owned after | $14.30 exercise price | 2018-03-12 | |
| 2018-03-08 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,514 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | Stephenson Caleb D. Officer (SVP of Wholesale Orig & Comm) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,511 0 owned after | $15.31 exercise price | 2018-03-12 | |
| 2018-03-08 | Novotny Andrew R. Officer (SVP, Commercial Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,880 0 owned after | $16.81 exercise price | 2018-03-12 | |
| 2018-03-08 | Novotny Andrew R. Officer (SVP, Commercial Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,052 0 owned after | $11.69 exercise price | 2018-03-12 | |
| 2018-03-08 | Fusco Jack A Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $9.49 exercise price | 2018-03-12 |