CALPINE CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-05-14: Reporting owner Hinckley Robert C; Form 3/A; Security 4.75% Contingent Convertible Senior Notes due Nov. 15, 2023; Transaction Holding.
- 2008-01-31: Reporting owner Hinckley Robert C; Form 4; Security 4.75% Contingent Convertible Senior Notes due Nov. 15, 2023; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-05-14 holding as of filing | Hinckley Robert C Director | 3/A | 4.75% Contingent Convertible Senior Notes due Nov. 15, 2023 Derivative · Direct | Holding | no price filed | 2008-05-14 | ||
| 2008-01-31 | Hinckley Robert C Director | 4 | 4.75% Contingent Convertible Senior Notes due Nov. 15, 2023 Derivative · Direct | J Other acquisition or disposition (describe transaction) | 0 owned after | $8,525.00 | 2008-05-14 |