CALPINE CORP Forms 3, 4 and 5: Swaps, Forwards and Futures
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows, 63 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Equity Swap; Transaction J Other acquisition or disposition (describe transaction).
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Equity Swap; Transaction J Other acquisition or disposition (describe transaction).
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Equity Swap; Transaction J Other acquisition or disposition (describe transaction).
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Equity Swap; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Equity Swap Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1 0 owned after | no price filed | 2008-08-27 | |
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Equity Swap Derivative · Direct | Holding | no price filed | 2008-08-15 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HMC INVESTORS, L.L.C. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · By Harbinger Capital Partners Special Situations Fund, L.P. | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Direct · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Equity Swap Derivative · Indirect · (m) | Holding | no price filed | 2008-02-14 |