CALPINE CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-08-25: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2008-08-15: Reporting owner HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.; Form 3; Security Warrants; Transaction Holding.
- 2008-06-10: Reporting owner RAUF ZAMIR; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −717,018 0 owned after | $23.88 exercise price | 2008-08-27 | |
| 2008-08-25 | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC INVESTORS, L.L.C. | HARBERT MANAGEMENT CORP | HARBERT RAYMOND J | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | FALCONE PHILIP | | | | | | | | | | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −491,345 0 owned after | $23.88 exercise price | 2008-08-27 | |
| 2008-08-15 holding as of filing | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | HMC - NEW YORK, INC. | HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | | | 3 | Warrants Derivative · Direct | Holding | $23.88 exercise price | 2008-08-15 | ||
| 2008-06-10 holding as of filing | RAUF ZAMIR Officer (Interim CFO) | 3 | Warrants Derivative · Direct | Holding | $23.88 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | RAUF ZAMIR Officer (Interim CFO) | 3 | Warrants Derivative · Direct | Holding | $23.88 exercise price | 2008-06-10 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $23.88 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $23.88 exercise price | 2008-02-14 | ||
| 2008-02-14 holding as of filing | HARBERT MANAGEMENT CORP | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | LUCE MICHAEL D | HMC INVESTORS, L.L.C. | FALCONE PHILIP | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $23.88 exercise price | 2008-02-14 | ||
| 2008-02-11 holding as of filing | HMC INVESTORS, L.L.C. | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HARBERT MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $23.88 exercise price | 2008-02-11 | ||
| 2008-02-11 holding as of filing | HMC INVESTORS, L.L.C. | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HARBERT MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $23.88 exercise price | 2008-02-11 | ||
| 2008-02-11 holding as of filing | HMC INVESTORS, L.L.C. | HARBERT RAYMOND J | HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | LUCE MICHAEL D | HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | FALCONE PHILIP | HARBERT MANAGEMENT CORP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $23.88 exercise price | 2008-02-11 | ||
| 2008-01-31 | CLARK CHARLES BRANCH JR Officer (CAO, SVP & Controller) | 4 | Warrant to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,799 2,799 owned after | $23.88 exercise price | 2008-02-04 | |
| 2008-01-31 | DERR KENNETH T Director | 4 | Warrant to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +505 505 owned after | $23.88 exercise price | 2008-02-04 |