CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-08-25: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-24: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-21: Reporting owner Hill Thad; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-10: Reporting owner Koshkin Jeff; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-08-25 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,385 0 owned after | $12.64 exercise price | 2015-08-25 | |
| 2015-08-24 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −48,461 5,385 owned after | $12.64 exercise price | 2015-08-25 | |
| 2015-08-21 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,385 53,846 owned after | $12.64 exercise price | 2015-08-25 | |
| 2015-08-10 holding as of filing | Koshkin Jeff Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.36 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | Koshkin Jeff Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.24 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | Koshkin Jeff Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $14.30 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | Koshkin Jeff Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $15.31 exercise price | 2015-08-10 | ||
| 2015-07-27 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,077 59,231 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-27 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,914 36,855 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-27 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,153 118,462 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-24 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 62,308 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-24 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,445 38,769 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-24 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 124,615 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-23 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,384 82,308 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-23 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 51,214 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-23 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,770 164,615 owned after | $12.64 exercise price | 2015-07-27 | |
| 2015-07-21 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,308 87,692 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-21 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,436 54,564 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-21 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,615 175,385 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-20 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,385 90,000 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-20 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,795 56,000 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-20 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,769 180,000 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-17 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,384 115,385 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-17 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 71,795 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-17 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,769 230,769 owned after | $12.64 exercise price | 2015-07-21 | |
| 2015-07-09 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,616 120,769 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-09 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,872 75,145 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-09 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,231 241,538 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-08 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,538 125,385 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-08 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,180 78,017 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-08 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,077 250,769 owned after | $12.64 exercise price | 2015-07-10 | |
| 2015-07-02 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 136,923 owned after | $12.64 exercise price | 2015-07-07 | |
| 2015-07-02 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,222 85,197 owned after | $12.64 exercise price | 2015-07-07 | |
| 2015-07-02 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 273,846 owned after | $12.64 exercise price | 2015-07-07 | |
| 2015-07-01 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,539 146,923 owned after | $12.64 exercise price | 2015-07-01 | |
| 2015-07-01 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,402 91,419 owned after | $12.46 exercise price | 2015-07-01 | |
| 2015-07-01 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +43,077 293,846 owned after | $12.64 exercise price | 2015-07-01 | |
| 2015-06-29 | Hill Thad Director, Officer (President & Chief Exec.Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,538 168,462 owned after | $12.64 exercise price | 2015-07-01 | |
| 2015-06-29 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,846 104,821 owned after | $12.46 exercise price | 2015-07-01 | |
| 2015-06-29 | Fusco Jack A Director, Officer (Executive Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +83,077 336,923 owned after | $12.64 exercise price | 2015-07-01 |