CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-02-14: Reporting owner GERMEROTH GARY M; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-14: Reporting owner DEIDIKER JIM D; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-02-14: Reporting owner RAUF ZAMIR; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-02-14 | GERMEROTH GARY M Officer (EVP and Chief Risk Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,984 36,984 owned after | $14.30 exercise price | 2011-02-16 | |
| 2011-02-14 | DEIDIKER JIM D Officer (SVP, CHIEF ACCOUNTING OFFICER) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,112 44,112 owned after | $14.30 exercise price | 2011-02-16 | |
| 2011-02-14 | RAUF ZAMIR Officer (EVP, Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +149,431 149,431 owned after | $14.30 exercise price | 2011-02-16 |