CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-22: Reporting owner DEIDIKER JIM D; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.
- 2010-11-22: Reporting owner DEIDIKER JIM D; Form 3; Security Non-Qualified Stock Option (Right to Buy); Transaction Holding.
- 2010-11-03: Reporting owner Hill Thad; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-08-11: Reporting owner MILLER W. THADDEUS; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-22 holding as of filing | DEIDIKER JIM D Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $8.25 exercise price | 2010-11-22 | ||
| 2010-11-22 holding as of filing | DEIDIKER JIM D Officer (SVP, CHIEF ACCOUNTING OFFICER) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $11.24 exercise price | 2010-11-22 | ||
| 2010-11-03 | Hill Thad Officer (Exec VP & Chief Oper.Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $12.13 exercise price | 2010-11-05 | |
| 2010-08-11 | MILLER W. THADDEUS Officer (EVP, Chief Legal Officer & Sec) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +560,000 560,000 owned after | $12.64 exercise price | 2010-08-13 | |
| 2010-08-11 | Hill Thad Officer (EVP & CHIEF COMMERCIAL OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900,000 900,000 owned after | $12.64 exercise price | 2010-08-13 | |
| 2010-08-11 | Fusco Jack A Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800,000 1,800,000 owned after | $12.64 exercise price | 2010-08-13 | |
| 2010-05-25 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Chief Acctg. Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $16.90 exercise price | 2010-05-25 | ||
| 2010-05-25 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Chief Acctg. Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $18.38 exercise price | 2010-05-25 | ||
| 2010-05-25 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Chief Acctg. Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $9.49 exercise price | 2010-05-25 | ||
| 2010-05-25 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Chief Acctg. Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $11.24 exercise price | 2010-05-25 | ||
| 2010-02-24 | GERMEROTH GARY M Officer (EVP & CHIEF RISK OFFICER) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,288 82,188 owned after | $11.24 exercise price | 2010-02-26 | |
| 2010-02-24 | DEIDIKER JIM D Officer (SVP, CHIEF ACCOUNTING OFFICER) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,963 89,963 owned after | $11.24 exercise price | 2010-02-26 | |
| 2010-02-24 | RAUF ZAMIR Officer (EVP, Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,963 214,863 owned after | $11.24 exercise price | 2010-02-26 |