CALPINE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-17: Reporting owner RAUF ZAMIR; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-03: Reporting owner GRAVES KENNETH ANDREW; Form 3; Security Option (Right to buy); Transaction Holding.
- 2008-09-03: Reporting owner GRAVES KENNETH ANDREW; Form 3; Security Option (Right to buy); Transaction Holding.
- 2008-09-01: Reporting owner Hill Thad; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-17 | RAUF ZAMIR Officer (EVP, Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 144,900 owned after | $8.01 exercise price | 2008-12-18 | |
| 2008-09-03 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Corp. Controller & PAO) | 3 | Option (Right to buy) Derivative · Direct | Holding | $16.90 exercise price | 2008-09-03 | ||
| 2008-09-03 holding as of filing | GRAVES KENNETH ANDREW Officer (Interim Corp. Controller & PAO) | 3 | Option (Right to buy) Derivative · Direct | Holding | $18.38 exercise price | 2008-09-03 | ||
| 2008-09-01 | Hill Thad Officer (EVP & CHIEF COMMERCIAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,083 262,083 owned after | $18.00 exercise price | 2008-09-03 | |
| 2008-09-01 | Hill Thad Officer (EVP & CHIEF COMMERCIAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +309,920 572,003 owned after | $21.60 exercise price | 2008-09-03 | |
| 2008-09-01 | Hill Thad Officer (EVP & CHIEF COMMERCIAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +349,705 921,708 owned after | $24.30 exercise price | 2008-09-03 | |
| 2008-09-01 | Hill Thad Officer (EVP & CHIEF COMMERCIAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +393,026 1,314,734 owned after | $27.00 exercise price | 2008-09-03 | |
| 2008-08-11 | MILLER W. THADDEUS Officer (EVP & CHIEF LEGAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +345,000 345,000 owned after | $16.60 exercise price | 2008-08-13 | |
| 2008-08-11 | MILLER W. THADDEUS Officer (EVP & CHIEF LEGAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +394,000 739,000 owned after | $19.19 exercise price | 2008-08-13 | |
| 2008-08-11 | MILLER W. THADDEUS Officer (EVP & CHIEF LEGAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +443,000 1,182,000 owned after | $21.59 exercise price | 2008-08-13 | |
| 2008-08-11 | MILLER W. THADDEUS Officer (EVP & CHIEF LEGAL OFFICER) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +496,000 1,678,000 owned after | $23.99 exercise price | 2008-08-13 | |
| 2008-08-10 | Fusco Jack A Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,075,000 1,075,000 owned after | $15.99 exercise price | 2008-08-12 | |
| 2008-08-10 | Fusco Jack A Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,271,000 2,346,000 owned after | $19.19 exercise price | 2008-08-12 | |
| 2008-08-10 | Fusco Jack A Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,435,000 3,781,000 owned after | $21.59 exercise price | 2008-08-12 | |
| 2008-08-10 | Fusco Jack A Director, Officer (President and CEO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,613,000 5,394,000 owned after | $23.99 exercise price | 2008-08-12 | |
| 2008-06-10 holding as of filing | RAUF ZAMIR Officer (Interim CFO) | 3 | Option (Right to buy) Derivative · Direct | Holding | $16.90 exercise price | 2008-06-10 | ||
| 2008-06-10 holding as of filing | RAUF ZAMIR Officer (Interim CFO) | 3 | Option (Right to buy) Derivative · Direct | Holding | $18.38 exercise price | 2008-06-10 | ||
| 2008-03-25 | MAY ROBERT P Director, Officer (CEO) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,500 325,500 owned after | $17.53 exercise price | 2008-03-27 | |
| 2008-03-25 | MAY ROBERT P Director, Officer (CEO) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −348,700 325,500 owned after | $16.90 exercise price | 2008-03-27 | |
| 2008-03-05 | CLARK CHARLES BRANCH JR Officer (Chief Acct.Off./SVP/Controller) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 52,200 owned after | $18.38 exercise price | 2008-03-07 | |
| 2008-03-05 | DOODY GREGORY L Officer (EVP, Gen Counsel, Corp Secty) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,800 123,900 owned after | $18.38 exercise price | 2008-03-07 | |
| 2008-03-05 | GERMEROTH GARY M Officer (EVP & Chief Risk Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,300 28,900 owned after | $18.38 exercise price | 2008-03-07 | |
| 2008-03-05 | ROGERS MICHAEL Officer (SVP & Pres, Plant Operations) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,600 157,300 owned after | $18.38 exercise price | 2008-03-07 | |
| 2008-01-31 | CLARK CHARLES BRANCH JR Officer (CAO, SVP & Controller) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $16.90 exercise price | 2008-02-04 | |
| 2008-01-31 | ROGERS MICHAEL Officer (SVP & Pres., Plant Operations) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,700 76,700 owned after | $16.90 exercise price | 2008-02-04 | |
| 2008-01-31 | GERMEROTH GARY M Officer (EVP & Chief Risk Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,600 17,600 owned after | $16.90 exercise price | 2008-02-04 | |
| 2008-01-31 | MAY ROBERT P Director, Officer (CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348,700 348,700 owned after | $16.90 exercise price | 2008-02-04 | |
| 2008-01-31 | DOODY GREGORY L Officer (EVP, General Counsel & Secty) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,100 64,100 owned after | $16.90 exercise price | 2008-02-04 |