BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-30: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
- 2011-11-29: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
- 2011-11-28: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
- 2011-11-25: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-30 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-30 | |
| 2011-11-29 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-29 | |
| 2011-11-28 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-28 | |
| 2011-11-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-25 | |
| 2011-11-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-08 | |
| 2011-11-02 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-11-02 | |
| 2011-08-24 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 15,125 owned after | $5.95 exercise price | 2011-08-24 | |
| 2011-08-24 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 24,750 owned after | $11.82 exercise price | 2011-08-24 | |
| 2011-08-24 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 52,250 owned after | $13.64 exercise price | 2011-08-24 | |
| 2011-08-24 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2011-08-24 | |
| 2011-08-24 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2011-08-24 | |
| 2011-08-24 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 31,625 owned after | $13.63 exercise price | 2011-08-24 | |
| 2011-08-18 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-08-18 | |
| 2011-08-18 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-08-18 | |
| 2011-08-15 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-08-15 | |
| 2011-08-08 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-08-08 | |
| 2011-06-29 | Hagan Charles T III Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 2,324 owned after | $8.26 | 2011-06-29 | |
| 2011-06-29 holding as of filing | Hagan Charles T III Director | 4 | options to purchase Derivative · Direct | Holding | 7,324 owned after | $8.26 exercise price | 2011-06-29 | |
| 2011-05-05 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-05-05 | |
| 2011-05-05 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-05-05 | |
| 2011-05-02 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,324 owned after | $18.17 exercise price | 2011-05-02 | |
| 2011-02-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $18.75 exercise price | 2011-02-08 | |
| 2011-02-04 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $18.75 exercise price | 2011-02-04 | |
| 2011-01-10 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2011-01-10 | |
| 2011-01-05 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2011-01-05 | |
| 2011-01-03 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2011-01-03 | |
| 2011-01-03 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2011-01-03 |