BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-04: Reporting owner CALLAHAN LARRY L; Form 4; Security Option to Purchase; Transaction Holding.
- 2006-12-04: Reporting owner CALLAHAN LARRY L; Form 4; Security Option to Purchase; Transaction Holding.
- 2006-11-24: Reporting owner Hagan Charles T III; Form 4; Security options to purchase; Transaction Holding.
- 2006-11-22: Reporting owner Hagan Charles T III; Form 4; Security options to purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-04 holding as of filing | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | Holding | 1,000 owned after | $9.00 exercise price | 2006-12-04 | |
| 2006-12-04 holding as of filing | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | Holding | 1,000 owned after | $9.00 exercise price | 2006-12-04 | |
| 2006-11-24 holding as of filing | Hagan Charles T III Director | 4 | options to purchase Derivative · Direct | Holding | 18 owned after | $18.17 exercise price | 2006-11-24 | |
| 2006-11-22 holding as of filing | Hagan Charles T III Director | 4 | options to purchase Derivative · Direct | Holding | 18 owned after | $18.17 exercise price | 2006-11-22 | |
| 2006-11-21 holding as of filing | Hagan Charles T III Director | 4 | options to purchase Derivative · Direct | Holding | 18 owned after | $18.17 exercise price | 2006-11-21 | |
| 2006-11-13 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-11-13 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 18,266 owned after | $7.04 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 50,309 owned after | $4.92 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 42,340 owned after | $4.47 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 62,340 owned after | $18.75 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 58,865 owned after | $4.47 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | Holding | 20,665 owned after | $4.92 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 36,524 owned after | $7.04 exercise price | 2006-09-19 | |
| 2006-09-19 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 39,824 owned after | $9.00 exercise price | 2006-09-19 | |
| 2006-09-15 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | Holding | 20,665 owned after | $4.92 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 36,524 owned after | $7.04 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 39,824 owned after | $9.00 exercise price | 2006-09-15 | |
| 2006-09-14 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-09-14 | |
| 2006-09-14 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-09-14 | |
| 2006-09-13 | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 15,724 owned after | $3.58 | 2006-09-13 | |
| 2006-09-13 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 27,213 owned after | $6.40 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 30,513 owned after | $8.18 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | Holding | 20,665 owned after | $4.92 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 36,524 owned after | $7.04 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 39,824 owned after | $9.00 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-09-13 | |
| 2006-09-08 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-09-08 | |
| 2006-09-06 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 3,609 owned after | $7.04 exercise price | 2006-09-06 | |
| 2006-09-06 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 5,609 owned after | $9.00 exercise price | 2006-09-06 | |
| 2006-08-31 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-31 | |
| 2006-08-23 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-23 | |
| 2006-08-22 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-22 | |
| 2006-08-18 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-18 | |
| 2006-08-18 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-18 | |
| 2006-08-14 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-14 | |
| 2006-08-11 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-11 | |
| 2006-08-10 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 18,266 owned after | $7.04 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 50,309 owned after | $4.92 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 42,340 owned after | $4.47 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 62,340 owned after | $18.75 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 58,865 owned after | $4.47 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 3,609 owned after | $7.04 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 5,609 owned after | $9.00 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 6,648 owned after | $18.17 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 3,609 owned after | $7.04 exercise price | 2006-08-10 | |
| 2006-08-10 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 5,609 owned after | $9.00 exercise price | 2006-08-10 | |
| 2006-07-28 holding as of filing | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | Holding | 1,000 owned after | $9.00 exercise price | 2006-07-28 | |
| 2006-07-26 holding as of filing | Hagan Charles T III Director | 3 | options to purchase Derivative · Direct | Holding | $18.17 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Sloan Thomas R Director | 3 | options to purchase Derivative · Direct | Holding | $18.17 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Kaplan Randall R Director | 3 | Options to purchase Derivative · Direct | Holding | $18.17 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Strayhorn Ralph N III Director, Officer (EVP & Director) | 3 | options to purchase Derivative · Direct | Holding | $18.17 exercise price | 2006-07-26 | ||
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 18,266 owned after | $7.04 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 50,309 owned after | $4.92 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 42,340 owned after | $4.47 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 62,340 owned after | $18.75 exercise price | 2006-07-25 | |
| 2006-07-25 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 58,865 owned after | $4.47 exercise price | 2006-07-25 | |
| 2006-05-17 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 17,030 owned after | $9.00 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 28,749 owned after | $7.04 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 72,581 owned after | $4.47 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 79,581 owned after | $16.25 exercise price | 2006-05-17 | |
| 2006-05-17 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 104,581 owned after | $18.75 exercise price | 2006-05-17 | |
| 2006-05-16 | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,358 87,223 owned after | $3.57 | 2006-05-17 | |
| 2006-03-16 holding as of filing | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | Holding | 1,000 owned after | $9.00 exercise price | 2006-03-16 | |
| 2006-03-15 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 3,300 owned after | $8.18 exercise price | 2006-03-15 | |
| 2006-03-15 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 10,920 owned after | $6.40 exercise price | 2006-03-15 | |
| 2006-03-15 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 14,747 owned after | $4.47 exercise price | 2006-03-15 | |
| 2006-03-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 16,524 owned after | $4.47 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 28,013 owned after | $6.40 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 31,513 owned after | $8.18 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 2,200 owned after | $8.18 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 9,197 owned after | $6.40 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 12,134 owned after | $4.47 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 2,200 owned after | $8.18 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 9,197 owned after | $6.40 exercise price | 2006-03-14 | |
| 2006-03-14 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 12,134 owned after | $4.47 exercise price | 2006-03-14 | |
| 2006-03-09 holding as of filing | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | Holding | 20,665 owned after | $4.92 exercise price | 2006-03-09 | |
| 2006-03-09 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 36,524 owned after | $7.04 exercise price | 2006-03-09 | |
| 2006-03-09 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 39,824 owned after | $9.00 exercise price | 2006-03-09 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2006-03-08 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 18,266 owned after | $7.04 exercise price | 2006-03-08 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 50,309 owned after | $4.92 exercise price | 2006-03-08 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 42,340 owned after | $4.47 exercise price | 2006-03-08 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 62,340 owned after | $18.75 exercise price | 2006-03-08 | |
| 2006-03-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 58,865 owned after | $4.47 exercise price | 2006-03-08 |