BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-23: Reporting owner SMITH THOMAS RUDOLPH; Form 4; Security Option to purchase; Transaction Holding.
- 2008-12-09: Reporting owner Hagan Charles T III; Form 4; Security options to purchase; Transaction Holding.
- 2008-11-21: Reporting owner PETERS LENIN J; Form 4; Security Option to purchase; Transaction Holding.
- 2008-11-07: Reporting owner FULTON W GROOME JR; Form 4; Security Option to Purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-23 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2008-12-23 | |
| 2008-12-09 holding as of filing | Hagan Charles T III Director | 4 | options to purchase Derivative · Direct | Holding | 18 owned after | $18.17 exercise price | 2008-12-09 | |
| 2008-11-21 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-11-21 | |
| 2008-11-07 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-11-07 | |
| 2008-11-06 | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +900 3,638 owned after | $5.95 | 2008-11-07 | |
| 2008-09-30 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-09-30 | |
| 2008-09-25 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-09-25 | |
| 2008-09-18 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-09-18 | |
| 2008-09-11 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-09-11 | |
| 2008-09-02 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-09-02 | |
| 2008-08-14 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-08-14 | |
| 2008-08-08 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-08-08 | |
| 2008-08-06 holding as of filing | STARRETT COLON E Director | 4 | Option to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2008-08-06 | |
| 2008-08-06 holding as of filing | STARRETT COLON E Director | 4 | Option to purchase Derivative · Direct | Holding | 6,912 owned after | $4.65 exercise price | 2008-08-06 | |
| 2008-08-05 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-08-05 | |
| 2008-08-04 | STARRETT COLON E Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,887 3,025 owned after | $4.65 | 2008-08-06 | |
| 2008-08-04 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2008-08-04 | |
| 2008-07-17 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2008-07-17 | |
| 2008-07-16 | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | +10,482 4,538 owned after | $4.65 | 2010-03-11 | |
| 2008-07-16 | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | U Disposition pursuant to a tender of shares in a change of control transaction | +10,482 4,538 owned after | $4.65 | 2008-07-17 | |
| 2008-07-08 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2008-07-08 | |
| 2008-07-01 | WOOD RICHARD F Director | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,621 3,025 owned after | $4.65 | 2008-07-01 | |
| 2008-07-01 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2008-07-01 | |
| 2008-07-01 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 12,646 owned after | $4.65 exercise price | 2008-07-01 | |
| 2008-06-09 | PETERS LENIN J Director | 4 | Purchse options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,508 4,538 owned after | $4.65 | 2008-06-09 | |
| 2008-06-09 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 21,508 owned after | $4.65 exercise price | 2008-06-09 | |
| 2008-06-09 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 26,046 owned after | $5.95 exercise price | 2008-06-09 | |
| 2008-05-21 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 21,808 owned after | $4.65 exercise price | 2008-05-21 | |
| 2008-05-21 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 26,346 owned after | $5.95 exercise price | 2008-05-21 | |
| 2008-01-29 | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,799 4,538 owned after | $4.65 | 2008-01-29 | |
| 2008-01-29 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 19,337 owned after | $5.95 exercise price | 2008-01-29 | |
| 2008-01-03 | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,725 59,125 owned after | $4.65 | 2008-01-03 | |
| 2008-01-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 15,125 owned after | $9.00 exercise price | 2008-01-03 | |
| 2008-01-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 32,850 owned after | $7.04 exercise price | 2008-01-03 | |
| 2008-01-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 42,475 owned after | $16.25 exercise price | 2008-01-03 | |
| 2008-01-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 76,850 owned after | $18.75 exercise price | 2008-01-03 |