BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-14: Reporting owner MONTGOMERY W SWOPE JR; Form 4; Security option to purchase; Transaction Holding.
- 2012-11-14: Reporting owner MONTGOMERY W SWOPE JR; Form 4; Security option to purchase; Transaction Holding.
- 2012-11-14: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
- 2012-11-14: Reporting owner SPENCER DAVID; Form 4; Security Option to purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-14 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-11-14 | |
| 2012-11-14 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 37,125 owned after | $13.64 exercise price | 2012-11-14 | |
| 2012-11-14 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2012-11-14 | |
| 2012-11-14 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-11-14 | |
| 2012-11-14 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 31,625 owned after | $13.63 exercise price | 2012-11-14 | |
| 2012-10-31 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-10-31 | |
| 2012-10-31 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 37,125 owned after | $13.64 exercise price | 2012-10-31 | |
| 2012-10-04 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-10-04 | |
| 2012-10-04 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 31,625 owned after | $13.63 exercise price | 2012-10-04 | |
| 2012-10-04 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2012-10-04 | |
| 2012-10-04 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-10-04 | |
| 2012-10-04 holding as of filing | MONTGOMERY W SWOPE JR Director, Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 37,125 owned after | $13.64 exercise price | 2012-10-04 | |
| 2012-09-24 holding as of filing | Ramsey John S Jr Director | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $11.00 exercise price | 2012-09-24 | ||
| 2012-07-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-07-03 | |
| 2012-07-03 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 37,125 owned after | $13.64 exercise price | 2012-07-03 | |
| 2012-07-03 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $13.64 exercise price | 2012-07-03 | |
| 2012-07-03 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-07-03 | |
| 2012-07-03 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 31,625 owned after | $13.63 exercise price | 2012-07-03 | |
| 2012-06-15 | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,025 0 owned after | $5.95 | 2012-06-18 | |
| 2012-06-15 | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,512 0 owned after | $5.95 | 2012-06-15 | |
| 2012-06-14 | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,537 0 owned after | $5.95 | 2012-06-14 | |
| 2012-05-31 | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | Option To Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,125 37,125 owned after | $5.95 | 2012-05-31 | |
| 2012-05-31 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2012-05-31 | |
| 2012-05-31 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 37,125 owned after | $13.64 exercise price | 2012-05-31 | |
| 2012-05-24 | COLTRANE JOSEPH JR Director | 4 | Options to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,512 0 owned after | $5.95 | 2012-05-24 | |
| 2012-05-10 | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,025 0 owned after | $5.95 | 2012-05-10 | |
| 2012-01-09 holding as of filing | Gorczynski Ronald J Officer (SVP/Mgr.Director Accounting) | 4 | stock options/common stock Derivative · Direct | Holding | 7,000 owned after | $7.40 exercise price | 2012-01-09 |