BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-30: Reporting owner SPENCER DAVID; Form 4; Security Option to purchase; Transaction Holding.
- 2009-12-30: Reporting owner SPENCER DAVID; Form 4; Security Option to purchase; Transaction Holding.
- 2009-12-30: Reporting owner CALLICUTT RICHARD D II; Form 4; Security Option to purchase; Transaction Holding.
- 2009-12-29: Reporting owner MONTGOMERY W SWOPE JR; Form 4; Security option to purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 9,625 owned after | $11.82 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 31,625 owned after | $13.63 exercise price | 2009-12-30 | |
| 2009-12-30 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 22,000 owned after | $18.75 exercise price | 2009-12-30 | |
| 2009-12-29 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 15,125 owned after | $9.00 exercise price | 2009-12-29 | |
| 2009-12-29 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 42,475 owned after | $16.25 exercise price | 2009-12-29 | |
| 2009-12-29 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 59,125 owned after | $18.75 exercise price | 2009-12-29 | |
| 2009-09-16 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 10,910 owned after | $7.04 exercise price | 2009-09-16 | |
| 2009-09-16 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 17,910 owned after | $9.00 exercise price | 2009-09-16 | |
| 2009-09-16 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 24,910 owned after | $16.25 exercise price | 2009-09-16 | |
| 2009-09-16 holding as of filing | CALLAHAN LARRY L Director | 4 | Option to Purchase Derivative · Direct | Holding | 1,375 owned after | $9.00 exercise price | 2009-09-16 | |
| 2009-08-04 | Gorczynski Ronald J Officer (SVP/Mgr.Director Accounting) | 4 | stock options/common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $7.40 | 2011-12-06 | |
| 2009-08-04 | Gorczynski Ronald J Officer (SVP/Mgr.Director Accounting) | 4 | stock options/common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $7.40 | 2010-12-23 | |
| 2009-08-04 | Gorczynski Ronald J Officer (SVP/Mgr.Director Accounting) | 4/A | stock options/common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $7.40 | 2009-09-22 | |
| 2009-08-04 | BNC BANCORP Officer (SVP/Mgr.Director Accounting) | 4 | stock options/common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $7.40 | 2009-09-17 | |
| 2009-06-30 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,313 owned after | $18.17 exercise price | 2009-06-30 | |
| 2009-06-29 holding as of filing | Sloan Thomas R Director | 4 | Options to Purchase Derivative · Direct | Holding | 7,313 owned after | $18.17 exercise price | 2009-06-29 | |
| 2009-03-13 holding as of filing | Kaplan Randall R Director | 4 | Options to purchase Derivative · Direct | Holding | 11,599 owned after | $18.17 exercise price | 2009-03-13 | |
| 2009-03-13 holding as of filing | Kaplan Randall R Director | 4 | Options to purchase Derivative · Direct | Holding | 11,599 owned after | $18.17 exercise price | 2009-03-13 | |
| 2009-02-25 holding as of filing | Kaplan Randall R Director | 4 | Options to purchase Derivative · Direct | Holding | 11,599 owned after | $18.17 exercise price | 2009-02-25 | |
| 2009-01-28 | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,538 0 owned after | $5.95 | 2009-01-28 | |
| 2009-01-28 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 4,538 owned after | $5.95 exercise price | 2009-01-28 |