BNC BANCORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-07: Reporting owner Aquiline BNC Holdings LLC; Form 4; Security Non-Voting Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-20: Reporting owner Aquiline BNC Holdings LLC; Form 4; Security Non-voting Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-06-24: Reporting owner Graf R. Mark; Form 3; Security No securities are beneficially owned.; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-07 | Aquiline BNC Holdings LLC Director | 4 | Non-Voting Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,804,566 4,820,843 owned after | no price filed | 2013-02-08 | |
| 2012-07-20 | Aquiline BNC Holdings LLC Director | 4 | Non-voting Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,016,277 3,016,277 owned after | $7.00 exercise price | 2012-07-24 | |
| 2010-06-24 holding as of filing | Graf R. Mark Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-06-24 |