BNC BANCORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-29: Reporting owner Aquiline BNC Holdings LLC; Form 4; Security Fixed Rate Cumulative Perpetual Preferred Stock, Series A; Transaction J Other acquisition or disposition (describe transaction).
- 2013-02-07: Reporting owner Aquiline BNC Holdings LLC; Form 4; Security Series B Mandatorily Convertible Non-Voting Preferred Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-24: Reporting owner Aquiline BNC Holdings LLC; Form 4; Security Fixed Rate Cumulative Perpetual Preferred Stock, Series A; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-07-20: Reporting owner Sloan Thomas R; Form 4; Security Series C Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-29 | Aquiline BNC Holdings LLC Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock, Series A Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,790 0 owned after | $1,000.00 | 2013-05-01 | |
| 2013-02-07 | Aquiline BNC Holdings LLC Director | 4 | Series B Mandatorily Convertible Non-Voting Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,804,566 0 owned after | no price filed | 2013-02-08 | |
| 2012-08-24 | Aquiline BNC Holdings LLC Director | 4 | Fixed Rate Cumulative Perpetual Preferred Stock, Series A Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +12,790 12,790 owned after | $923.17 | 2012-08-27 | |
| 2012-07-20 | Sloan Thomas R Director | 4 | Series C Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −200 0 owned after | $7.00 exercise price | 2012-07-24 | |
| 2012-07-20 | Sloan Thomas R Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −200 0 owned after | $7.00 exercise price | 2012-07-24 | |
| 2012-07-20 | Aquiline BNC Holdings LLC Director | 4 | Series B-1 Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,115 0 owned after | $7.00 exercise price | 2012-07-24 | |
| 2012-07-20 | Aquiline BNC Holdings LLC Director | 4 | Series C Preferred Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 0 owned after | $7.00 exercise price | 2012-07-24 | |
| 2012-07-20 | COLTRANE JOSEPH JR Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −70 0 owned after | $7.00 exercise price | 2012-07-23 | |
| 2012-07-20 | TEAM ROBERT A JR Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −35 0 owned after | $7.00 exercise price | 2012-07-23 | |
| 2012-07-17 | Aquiline BNC Holdings LLC Director | 4 | Series B-1 Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −21,115 0 owned after | $1,000.00 | 2012-07-19 | |
| 2012-07-17 | Aquiline BNC Holdings LLC Director | 4 | Series C Preferred Stock Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,300 0 owned after | $1,000.00 | 2012-07-19 | |
| 2012-07-17 | Aquiline BNC Holdings LLC Director | 4 | Series B-1 Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +21,115 21,115 owned after | $7.00 exercise price | 2012-07-19 | |
| 2012-07-17 | Aquiline BNC Holdings LLC Director | 4 | Series C Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,300 4,300 owned after | $7.00 exercise price | 2012-07-19 | |
| 2012-06-08 | Aquiline BNC Holdings LLC Director | 4 | Series B-1 Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,115 21,115 owned after | $1,000.00 | 2012-06-12 | |
| 2012-06-08 | Aquiline BNC Holdings LLC Director | 4 | Series C Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,300 4,300 owned after | $1,000.00 | 2012-06-12 | |
| 2012-06-08 | Sloan Thomas R Director | 4 | Series C Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $1,000.00 | 2012-06-12 | |
| 2012-06-08 | Sloan Thomas R Director | 4 | Series C Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 400 owned after | $1,000.00 | 2012-06-12 | |
| 2012-06-08 | COLTRANE JOSEPH JR Director | 4 | Series C Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +70 70 owned after | $1,000.00 | 2012-06-12 | |
| 2012-06-08 | TEAM ROBERT A JR Director | 4 | Series C Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +35 35 owned after | $1,000.00 | 2012-06-12 | |
| 2010-06-24 holding as of filing | Aquiline BNC Holdings LLC Director | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2010-06-24 |