Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-18: Reporting owner Buhigas Pedro R.; Form 3; Security Time-Based Phantom Shares (MIP); Transaction Holding.
- 2020-06-18: Reporting owner Buhigas Pedro R.; Form 3; Security Time-Based Phantom Shares; Transaction Holding.
- 2020-06-05: Reporting owner McGuire Brandon B.; Form 3; Security Time-Based Phantom Shares; Transaction Holding.
- 2020-05-15: Reporting owner Hurley Adam Logan; Form 4; Security Time-Based Phantom Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-18 holding as of filing | Buhigas Pedro R. Officer (See Remarks) | 3 | Time-Based Phantom Shares (MIP) Derivative · Direct | Holding | no price filed | 2020-06-18 | ||
| 2020-06-18 holding as of filing | Buhigas Pedro R. Officer (See Remarks) | 3 | Time-Based Phantom Shares Derivative · Direct | Holding | no price filed | 2020-06-18 | ||
| 2020-06-05 holding as of filing | McGuire Brandon B. Officer (SVP, Central Region) | 3 | Time-Based Phantom Shares Derivative · Direct | Holding | no price filed | 2020-06-05 | ||
| 2020-05-15 | Hurley Adam Logan Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,701 19,402 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | Newman James F. Officer (SVP, Region Operations) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,889 27,778 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | Wegner Richard Scott Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,511 7,022 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | SCHORLEMER DAVID SCOTT Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,304 26,608 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | Poldrack Lanny Trampas Officer (VP, Central Region) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,172 10,344 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | Taylor Brett J. Officer (VP, Chief Technology Officer) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,701 19,402 owned after | no price filed | 2020-05-20 | |
| 2020-05-15 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Time-Based Phantom Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,421 16,842 owned after | no price filed | 2020-05-20 | |
| 2020-03-09 | DAY TIMOTHY H Other (Former Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,500 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Taylor Brett J. Officer (VP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,175 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Poldrack Lanny Trampas Officer (VP, Central Region) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,961 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | JACKSON JOHN EARL Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,700 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Quintana Julio M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,700 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Langford Samuel E. Other (Former Director) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,700 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Wegner Richard Scott Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,758 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Hurley Adam Logan Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 | $0.00 | 2020-03-11 | |
| 2020-03-09 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,640 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,450 0 owned after | $0.00 | 2020-03-11 | |
| 2020-03-09 | Kern James D. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,700 0 owned after | $0.00 | 2020-03-11 | |
| 2020-02-22 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,095 6,450 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Wegner Richard Scott Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,698 1,758 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,679 10,640 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Poldrack Lanny Trampas Officer (VP, Central Region) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,095 3,961 owned after | $0.00 | 2020-02-25 | |
| 2020-02-22 | Taylor Brett J. Officer (VP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,793 4,175 owned after | $0.00 | 2020-02-25 | |
| 2020-02-07 | Dame William Timothy Other (Former VP - Pumping Services) | 4 | Time-Based Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,692 0 owned after | $0.00 | 2020-02-11 | |
| 2020-02-07 | Dame William Timothy Other (Former VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,530 9,341 owned after | $0.00 | 2020-02-11 | |
| 2020-02-07 | Dame William Timothy Other (Former VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,341 0 owned after | $0.00 | 2020-02-11 | |
| 2020-01-05 | Rogers Doug Other (Former VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,687 0 owned after | $0.00 | 2020-01-06 | |
| 2020-01-05 | Rogers Doug Other (Former VP - Marketing) | 4 | Time-Based Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,492 0 owned after | $0.00 | 2020-01-06 |