Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-23: Reporting owner Patterson Thomas Monroe; Form 4/A; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner Patterson Thomas Monroe; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-23: Reporting owner Taylor Brett J.; Form 4/A; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner Taylor Brett J.; Form 4/A; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,920 250,920 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,640 167,280 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 32,377 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 21,584 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 89,036 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 59,357 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 89,036 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 59,357 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 32,377 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 21,584 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,565 48,565 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,189 32,376 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4/A | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-30 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 89,036 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 59,357 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,565 48,565 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,189 32,376 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,920 250,920 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,640 167,280 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 32,377 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 21,584 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 32,377 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 21,584 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 24,283 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 16,188 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 89,036 owned after | $0.00 | 2016-12-28 | |
| 2016-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 59,357 owned after | $0.00 | 2016-12-28 |