Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-23: Reporting owner Bissett John Cody; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-23: Reporting owner Taylor Brett J.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-23: Reporting owner Dame William Timothy; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-23: Reporting owner Rogers Doug; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-23 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,094 8,094 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,792 10,792 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,188 16,188 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,792 10,792 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,094 8,094 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,094 8,094 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 29,678 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 29,678 owned after | $0.00 | 2017-12-27 | |
| 2017-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,640 83,640 owned after | $0.00 | 2017-12-27 |