Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-23: Reporting owner Lannen Eric; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-23: Reporting owner Taylor Brett J.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-23: Reporting owner Dame William Timothy; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-23: Reporting owner Poldrack Lanny Trampas; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-23 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,094 25,865 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,792 27,848 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,188 43,585 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,094 22,132 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,792 27,519 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 75,318 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Wegner Richard Scott Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,698 8,033 owned after | $0.00 | 2018-12-26 | |
| 2018-12-23 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,640 211,895 owned after | $0.00 | 2018-12-26 | |
| 2018-09-04 holding as of filing | Wegner Richard Scott Officer (See Remarks) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-09-04 | ||
| 2018-09-04 holding as of filing | Hurley Adam Logan Officer (See Remarks) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2018-09-04 | ||
| 2018-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,678 75,319 owned after | $0.00 | 2018-08-20 | |
| 2018-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −59,357 15,962 owned after | $0.00 | 2018-08-20 | |
| 2018-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,962 0 owned after | $0.00 | 2018-08-20 | |
| 2018-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,962 15,962 owned after | $0.00 | 2018-08-20 | |
| 2018-08-15 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,962 0 owned after | $0.00 | 2018-08-20 | |
| 2018-02-08 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,920 334,560 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,640 250,920 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,615 295,535 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 32,377 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 24,282 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,677 33,959 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 43,169 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 32,376 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,264 38,640 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,377 43,169 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,793 32,376 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,935 38,311 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 118,714 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 89,035 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Krenek Alan Officer (SVP, CFO, Secretary, Treasurer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,962 | $0.00 | 2018-02-12 | |
| 2018-02-08 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89,036 118,714 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,679 89,035 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,962 104,997 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 32,377 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 24,282 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Bissett John Cody Officer (VP, Controller and CAO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,044 30,326 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,565 64,753 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,189 48,564 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,209 59,773 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,283 32,377 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,095 24,282 owned after | $0.00 | 2018-02-12 | |
| 2018-02-08 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,944 30,226 owned after | $0.00 | 2018-02-12 |