Basic Energy Services, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-20: Reporting owner Patterson Thomas Monroe; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-09-20: Reporting owner Patterson Thomas Monroe; Form 4; Security Time-Based Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-05-15: Reporting owner DiNello Anthony Joseph; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-05-15: Reporting owner Silver Point Capital L.P. | O'Shea Robert J | MULE EDWARD A; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-20 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −29,743 0 owned after | $0.00 | 2019-11-26 | |
| 2019-09-20 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Time-Based Phantom Shares Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −115,905 0 owned after | $0.00 | 2019-11-26 | |
| 2019-05-15 | DiNello Anthony Joseph Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Silver Point Capital L.P. | O'Shea Robert J | MULE EDWARD A Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Restricted Stock Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | DAY TIMOTHY H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,500 15,500 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Poldrack Lanny Trampas Officer (VP, Central Region) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,516 15,516 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Hurley Adam Logan Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,103 29,103 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | SCHORLEMER DAVID SCOTT Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,912 39,912 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Langford Samuel E. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,905 115,905 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,263 25,263 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,692 25,692 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Wegner Richard Scott Officer (See Remarks) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,533 10,533 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Newman James F. Officer (SVP, Region Operations) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,667 41,667 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | JACKSON JOHN EARL Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Quintana Julio M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Kern James D. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,700 7,700 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Rogers Doug Officer (VP - Marketing) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,492 15,492 owned after | $0.00 | 2019-05-17 | |
| 2019-05-15 | Taylor Brett J. Officer (VP, Chief Technology Officer) | 4 | Time-Based Phantom Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,103 29,103 owned after | $0.00 | 2019-05-17 | |
| 2019-03-15 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,737 23,660 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Hurley Adam Logan Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 | $0.00 | 2019-03-18 | |
| 2019-03-15 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,982 12,056 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,872 113,383 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,979 14,748 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Wegner Richard Scott Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −879 4,456 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,226 14,545 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,321 40,318 owned after | $0.00 | 2019-03-18 | |
| 2019-03-15 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,088 14,968 owned after | $0.00 | 2019-03-18 | |
| 2019-02-08 | Poldrack Lanny Trampas Officer (VP, Safety and Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,094 14,038 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Wegner Richard Scott Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,698 5,335 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Lannen Eric Officer (Vice President -Human Resource) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,094 17,771 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Dame William Timothy Officer (VP - Pumping Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,188 27,397 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Taylor Brett J. Officer (VP, Manufacturing & Equipment) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,792 17,056 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Newman James F. Officer (SVP, Region Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +29,679 45,639 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Patterson Thomas Monroe Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +83,640 128,255 owned after | $0.00 | 2019-02-12 | |
| 2019-02-08 | Rogers Doug Officer (VP - Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,792 16,727 owned after | $0.00 | 2019-02-12 |