BALLY TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-16: Reporting owner Rowe Bruce; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-05-09: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-09: Reporting owner DAVID ROBBINS; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-05-03: Reporting owner VERNER KEVIN; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-16 | Rowe Bruce Officer (Sr. VP, Business Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $26.43 exercise price | 2008-04-16 | |
| 2007-05-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,144 0 owned after | $3.55 exercise price | 2007-05-11 | |
| 2007-05-09 | DAVID ROBBINS Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,860 0 owned after | $4.10 exercise price | 2007-05-11 | |
| 2007-05-03 | VERNER KEVIN Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,814 11,814 owned after | $23.34 exercise price | 2007-05-07 | |
| 2007-05-03 | ANDRE JACQUES Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,814 11,814 owned after | $23.34 exercise price | 2007-05-07 | |
| 2007-05-03 | Guido Robert L Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,922 4,922 owned after | $23.34 exercise price | 2007-05-07 |