Avago Technologies LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner Maslowski Anthony E.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-01: Reporting owner TAN HOCK E; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-01: Reporting owner TAN HOCK E; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-18: Reporting owner Maslowski Anthony E.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 67,500 owned after | $39.25 exercise price | 2015-12-18 | |
| 2015-12-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −96,355 1,653,645 owned after | $38.99 exercise price | 2015-12-03 | |
| 2015-12-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,374 131,250 owned after | $35.45 exercise price | 2015-12-03 | |
| 2015-11-18 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 72,500 owned after | $39.25 exercise price | 2015-11-19 | |
| 2015-11-02 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,376 140,624 owned after | $35.45 exercise price | 2015-11-03 | |
| 2015-11-02 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71,353 200,000 owned after | $32.39 exercise price | 2015-11-03 | |
| 2015-10-21 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 77,500 owned after | $39.25 exercise price | 2015-10-23 | |
| 2015-10-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,729 271,353 owned after | $32.39 exercise price | 2015-10-05 | |
| 2015-09-16 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 82,500 owned after | $39.25 exercise price | 2015-09-18 | |
| 2015-09-11 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $10.22 exercise price | 2015-09-15 | |
| 2015-09-11 | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 100,000 owned after | $71.86 exercise price | 2015-09-15 | |
| 2015-09-09 | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 110,000 owned after | $71.86 exercise price | 2015-09-11 | |
| 2015-09-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,729 377,082 owned after | $32.39 exercise price | 2015-09-03 | |
| 2015-08-19 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 30,000 owned after | $35.45 exercise price | 2015-08-20 | |
| 2015-08-19 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 87,500 owned after | $39.25 exercise price | 2015-08-20 | |
| 2015-08-03 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −88,540 0 owned after | $15.00 exercise price | 2015-08-05 | |
| 2015-08-03 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,189 482,811 owned after | $32.39 exercise price | 2015-08-05 | |
| 2015-07-15 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 32,500 owned after | $35.45 exercise price | 2015-07-17 | |
| 2015-07-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,730 88,540 owned after | $15.00 exercise price | 2015-07-06 | |
| 2015-07-01 | Ingram Bryan Officer (SVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 40,000 owned after | $35.45 exercise price | 2015-07-06 | |
| 2015-07-01 | Ingram Bryan Officer (SVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 192,000 owned after | $62.02 exercise price | 2015-07-06 | |
| 2015-07-01 | Ingram Bryan Officer (SVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $32.39 exercise price | 2015-07-06 | |
| 2015-06-18 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 46,666 owned after | $35.45 exercise price | 2015-06-19 | |
| 2015-06-18 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 212,000 owned after | $62.02 exercise price | 2015-06-19 | |
| 2015-06-18 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $32.39 exercise price | 2015-06-19 | |
| 2015-06-17 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 37,500 owned after | $35.45 exercise price | 2015-06-18 | |
| 2015-06-11 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,917 0 owned after | $10.22 exercise price | 2015-06-12 | |
| 2015-06-10 holding as of filing | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $62.63 exercise price | 2015-06-10 | ||
| 2015-06-10 holding as of filing | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $38.92 exercise price | 2015-06-10 | ||
| 2015-06-10 holding as of filing | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $48.18 exercise price | 2015-06-10 | ||
| 2015-06-10 holding as of filing | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $71.86 exercise price | 2015-06-10 | ||
| 2015-06-05 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,730 194,270 owned after | $15.00 exercise price | 2015-06-09 | |
| 2015-06-05 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $10.22 exercise price | 2015-06-09 | |
| 2015-06-05 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 53,333 owned after | $35.45 exercise price | 2015-06-09 | |
| 2015-06-05 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 232,000 owned after | $62.02 exercise price | 2015-06-09 | |
| 2015-06-05 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $32.39 exercise price | 2015-06-09 | |
| 2015-05-20 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 42,500 owned after | $35.45 exercise price | 2015-05-21 | |
| 2015-05-20 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 12,500 owned after | $35.31 exercise price | 2015-05-21 | |
| 2015-04-15 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $35.31 exercise price | 2015-04-16 | |
| 2015-03-20 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $10.22 exercise price | 2015-03-23 | |
| 2015-03-18 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,000 owned after | $10.22 exercise price | 2015-03-20 | |
| 2015-03-18 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $35.31 exercise price | 2015-03-20 | |
| 2015-03-18 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,186 0 owned after | $31.49 exercise price | 2015-03-20 | |
| 2015-03-18 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,630 0 owned after | $37.41 exercise price | 2015-03-20 | |
| 2015-03-18 | DICKSON JOHN T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,116 0 owned after | $33.94 exercise price | 2015-03-20 | |
| 2015-03-12 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $35.45 exercise price | 2015-03-13 | |
| 2015-03-11 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $62.02 exercise price | 2015-03-13 | |
| 2015-03-11 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 500,000 owned after | $32.39 exercise price | 2015-03-13 | |
| 2015-03-10 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 550,000 owned after | $32.39 exercise price | 2015-03-12 | |
| 2015-03-06 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $10.22 exercise price | 2015-03-10 | |
| 2015-03-06 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $8.12 exercise price | 2015-03-10 | |
| 2015-03-06 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $35.31 exercise price | 2015-03-10 | |
| 2015-02-18 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $35.45 exercise price | 2015-02-19 | |
| 2015-01-21 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 50,000 owned after | $35.45 exercise price | 2015-01-23 |