Avago Technologies LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner MACLEOD DONALD; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-26: Reporting owner LIEN JUSTINE; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner TAN HOCK E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-10: Reporting owner Ingram Bryan; Form 4; Security Employee Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | MACLEOD DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.22 exercise price | 2013-01-02 | |
| 2012-12-26 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $10.68 exercise price | 2012-12-28 | |
| 2012-12-12 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 270,002 owned after | $5.00 exercise price | 2012-12-12 | |
| 2012-12-10 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,834 0 owned after | $5.00 exercise price | 2012-12-12 | |
| 2012-12-10 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $5.00 exercise price | 2012-12-12 | |
| 2012-12-10 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,917 0 owned after | $10.22 exercise price | 2012-12-12 | |
| 2012-12-10 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 75,000 owned after | $15.00 exercise price | 2012-12-12 | |
| 2012-11-01 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,917 35,834 owned after | $10.22 exercise price | 2012-11-02 | |
| 2012-08-30 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 125,000 owned after | $15.00 exercise price | 2012-08-31 | |
| 2012-08-30 | Bettinger Douglas R Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 90,000 owned after | $10.68 exercise price | 2012-08-31 | |
| 2012-08-30 | Bettinger Douglas R Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $10.68 exercise price | 2012-08-31 | |
| 2012-08-30 | Bettinger Douglas R Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 25,000 owned after | $15.00 exercise price | 2012-08-31 | |
| 2012-06-20 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,916 53,751 owned after | $10.22 exercise price | 2012-06-22 | |
| 2012-06-20 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,917 17,917 owned after | $10.22 exercise price | 2012-06-22 | |
| 2012-06-20 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 24,000 owned after | $10.00 exercise price | 2012-06-22 | |
| 2012-06-12 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,834 25,834 owned after | $5.00 exercise price | 2012-06-14 | |
| 2012-06-12 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $5.00 exercise price | 2012-06-14 | |
| 2012-04-04 | Hao Kenneth | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $37.41 exercise price | 2012-04-06 | |
| 2012-04-04 | CLAMMER ADAM | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $37.41 exercise price | 2012-04-06 | |
| 2012-04-04 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $37.41 exercise price | 2012-04-05 | |
| 2012-04-04 | MACLEOD DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $37.41 exercise price | 2012-04-05 | |
| 2012-04-04 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $37.41 exercise price | 2012-04-05 | |
| 2012-03-06 | Bettinger Douglas R Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $35.31 exercise price | 2012-03-08 | |
| 2012-03-06 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $35.31 exercise price | 2012-03-08 | |
| 2012-03-06 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $35.31 exercise price | 2012-03-08 | |
| 2012-01-18 | DICKSON JOHN T Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,116 19,116 owned after | $34.02 exercise price | 2012-01-20 | |
| 2012-01-17 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 70,000 owned after | $8.12 exercise price | 2012-01-19 | |
| 2012-01-17 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 70,000 owned after | $8.12 exercise price | 2012-01-19 |