Avago Technologies LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-31: Reporting owner TAN HOCK E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-30: Reporting owner TAN HOCK E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-27: Reporting owner TAN HOCK E; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-17: Reporting owner CLAMMER ADAM; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 320,750 owned after | $5.00 exercise price | 2011-01-03 | |
| 2010-12-30 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,752 321,350 owned after | $5.00 exercise price | 2011-01-03 | |
| 2010-12-27 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 349,102 owned after | $5.00 exercise price | 2010-12-29 | |
| 2010-12-17 | CLAMMER ADAM | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.00 exercise price | 2010-12-21 | |
| 2010-12-16 | Ingram Bryan Officer (See Remarks Below) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 39,318 owned after | $5.00 exercise price | 2010-12-17 | |
| 2010-12-15 | Bettinger Douglas R Officer (SVP and CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 127,500 owned after | $10.68 exercise price | 2010-12-17 | |
| 2010-12-09 | Ingram Bryan Officer (See Remarks Below) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 74,318 owned after | $5.00 exercise price | 2010-12-10 | |
| 2010-12-07 | Ingram Bryan Officer (See Remarks Below) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,151 0 owned after | $1.25 exercise price | 2010-12-10 | |
| 2010-12-07 | Ingram Bryan Officer (See Remarks Below) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,849 104,318 owned after | $5.00 exercise price | 2010-12-10 | |
| 2010-12-07 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 141,837 owned after | $8.12 exercise price | 2010-12-10 | |
| 2010-12-07 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −130,000 599,102 owned after | $5.00 exercise price | 2010-12-10 | |
| 2010-12-07 | MACLEOD DONALD Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 20,000 owned after | $10.22 exercise price | 2010-12-09 | |
| 2010-12-03 | Tan Bock Seng Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.00 exercise price | 2010-12-06 | |
| 2010-08-18 | Ingram Bryan Officer (SVP & GM,Wireless Semicon. Div) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,151 owned after | $1.25 exercise price | 2010-08-18 | |
| 2010-08-18 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,801 166,837 owned after | $8.12 exercise price | 2010-08-18 | |
| 2010-04-21 | GREENE JAMES H JR Other (See Footnotes (1) and (2)) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.00 exercise price | 2010-04-21 | |
| 2010-02-26 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −704 169,638 owned after | $8.12 exercise price | 2010-02-26 | |
| 2010-02-11 | Tan Bock Seng Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $5.00 exercise price | 2010-02-18 | |
| 2010-02-02 | Ingram Bryan Officer (SVP & GM,Wireless Semicon. Div) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 82,083 owned after | $10.22 exercise price | 2010-02-02 | |
| 2010-02-02 | Ingram Bryan Officer (SVP & GM,Wireless Semicon. Div) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 82,083 owned after | $10.22 exercise price | 2010-02-02 | |
| 2010-02-02 | OOI BOON C Officer (SVP, Global Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,658 170,342 owned after | $8.12 exercise price | 2010-02-02 | |
| 2010-02-02 | CHANG DICK M Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −266,666 0 owned after | $1.25 exercise price | 2010-02-02 | |
| 2010-02-02 | CHANG DICK M Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −216,666 0 owned after | $5.00 exercise price | 2010-02-02 | |
| 2010-02-02 | CHANG DICK M Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −412,500 0 owned after | $5.00 exercise price | 2010-02-02 |