Avago Technologies LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-01: Reporting owner TAN HOCK E; Form 4; Security Stock Option(Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner TAN HOCK E; Form 4; Security Stock Option(Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner TAN HOCK E; Form 4; Security Stock Option(Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner TAN HOCK E; Form 4; Security Stock Option(Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,547,916 0 owned after | $38.99 exercise price | 2016-02-03 | |
| 2016-02-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −131,250 0 owned after | $35.45 exercise price | 2016-02-03 | |
| 2016-02-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $32.39 exercise price | 2016-02-03 | |
| 2016-02-01 | TAN HOCK E Director, Officer (President and CEO) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $52.65 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $10.22 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $10.00 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $15.00 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $35.31 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $35.45 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.22 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $10.22 exercise price | 2016-02-03 | |
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | $62.02 exercise price | 2016-02-03 | |
| 2016-02-01 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $35.31 exercise price | 2016-02-03 | |
| 2016-02-01 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $35.45 exercise price | 2016-02-03 | |
| 2016-02-01 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $62.02 exercise price | 2016-02-03 | |
| 2016-02-01 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,500 0 owned after | $39.25 exercise price | 2016-02-03 | |
| 2016-02-01 | MARKS PETER J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,474 0 owned after | $46.60 exercise price | 2016-02-03 | |
| 2016-02-01 | MACLEOD DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,223 0 owned after | $62.47 exercise price | 2016-02-03 | |
| 2016-02-01 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,854 0 owned after | $35.38 exercise price | 2016-02-03 | |
| 2016-02-01 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,223 0 owned after | $62.47 exercise price | 2016-02-03 | |
| 2016-02-01 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,494 0 owned after | $62.63 exercise price | 2016-02-03 | |
| 2016-02-01 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $71.86 exercise price | 2016-02-03 | |
| 2016-02-01 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,879 0 owned after | $48.18 exercise price | 2016-02-03 | |
| 2016-02-01 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,337 0 owned after | $38.92 exercise price | 2016-02-03 | |
| 2016-02-01 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −192,000 0 owned after | $62.02 exercise price | 2016-02-03 | |
| 2016-02-01 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Stock Option(Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | $35.45 exercise price | 2016-02-03 | |
| 2016-02-01 | Guilmart Bruno Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,094 0 owned after | $37.00 exercise price | 2016-02-03 | |
| 2016-02-01 | EGGEBRECHT LEWIS C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,361 0 owned after | $62.47 exercise price | 2016-02-03 | |
| 2016-02-01 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,223 0 owned after | $62.47 exercise price | 2016-02-03 | |
| 2016-02-01 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,854 0 owned after | $35.38 exercise price | 2016-02-03 | |
| 2016-02-01 | Silver Lake Technology Investors IV Cayman, L.P. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Associates IV Cayman, L.P. | Hao Kenneth | SLP Argo II Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. | SLP Argo I Ltd. Director | Director | Director | Director | Director | Director | Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,630 0 owned after | $37.41 exercise price | 2016-02-02 | |
| 2016-02-01 | Silver Lake Technology Investors IV Cayman, L.P. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Associates IV Cayman, L.P. | Hao Kenneth | SLP Argo II Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. | SLP Argo I Ltd. Director | Director | Director | Director | Director | Director | Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,854 0 owned after | $35.38 exercise price | 2016-02-02 | |
| 2016-02-01 | Silver Lake Technology Investors IV Cayman, L.P. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Associates IV Cayman, L.P. | Hao Kenneth | SLP Argo II Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. | SLP Argo I Ltd. Director | Director | Director | Director | Director | Director | Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,223 0 owned after | $62.47 exercise price | 2016-02-02 | |
| 2016-01-20 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 62,500 owned after | $39.25 exercise price | 2016-01-21 | |
| 2016-01-15 | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Investors IV Cayman, L.P. | SLP Argo II Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. | Silver Lake Technology Associates IV Cayman, L.P. | Hao Kenneth | SLP Argo I Ltd. Director | Director | Director | Director | Director | Director | Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,186 0 owned after | $31.49 exercise price | 2016-01-19 | |
| 2016-01-04 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −105,729 1,547,916 owned after | $38.99 exercise price | 2016-01-05 |