Avago Technologies LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-26: Reporting owner Maslowski Anthony E.; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-18: Reporting owner Maslowski Anthony E.; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-11: Reporting owner Maslowski Anthony E.; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-10: Reporting owner MARKS PETER J; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $15.96 exercise price | 2013-12-30 | |
| 2013-12-18 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $15.96 exercise price | 2013-12-20 | |
| 2013-12-11 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $15.96 exercise price | 2013-12-13 | |
| 2013-12-10 | MARKS PETER J Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,474 23,474 owned after | $46.60 exercise price | 2013-12-12 | |
| 2013-12-04 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $15.96 exercise price | 2013-12-06 | |
| 2013-11-01 | Ingram Bryan Officer (SVP & COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,917 17,917 owned after | $10.22 exercise price | 2013-11-05 | |
| 2013-09-27 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,630 0 owned after | $37.41 exercise price | 2013-09-30 | |
| 2013-09-27 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $10.22 exercise price | 2013-09-30 | |
| 2013-09-26 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $10.22 exercise price | 2013-09-30 | |
| 2013-09-20 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −270,002 0 owned after | $5.00 exercise price | 2013-09-24 | |
| 2013-09-19 | Ingram Bryan Officer (SVP & COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $15.00 exercise price | 2013-09-23 | |
| 2013-09-18 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $20.08 exercise price | 2013-09-20 | |
| 2013-09-13 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,750,000 1,750,000 owned after | $38.99 exercise price | 2013-09-17 | |
| 2013-09-11 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $39.25 exercise price | 2013-09-13 | |
| 2013-09-11 | Maslowski Anthony E. Officer (Chief Financial Officer) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $20.08 exercise price | 2013-09-13 | |
| 2013-09-03 | Ingram Bryan Officer (SVP & COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 12,000 owned after | $10.00 exercise price | 2013-09-05 | |
| 2013-09-03 | Ingram Bryan Officer (SVP & COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 45,000 owned after | $15.00 exercise price | 2013-09-05 | |
| 2013-08-14 | Maslowski Anthony E. Other (VP, Corp Cntlr & Interim CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $15.00 exercise price | 2013-08-16 | |
| 2013-08-07 | Maslowski Anthony E. Other (VP, Corp Cntlr & Interim CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 2,500 owned after | $15.00 exercise price | 2013-08-09 | |
| 2013-07-02 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,790 20,000 owned after | $10.22 exercise price | 2013-07-03 | |
| 2013-07-01 | Maslowski Anthony E. Other (VP, Corp Cntlr & Interim CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $10.68 exercise price | 2013-07-03 | |
| 2013-07-01 | Maslowski Anthony E. Other (VP, Corp Cntlr & Interim CFO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $10.68 exercise price | 2013-07-03 | |
| 2013-07-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210 29,790 owned after | $10.22 exercise price | 2013-07-03 | |
| 2013-06-18 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 35,000 owned after | $8.12 exercise price | 2013-06-20 | |
| 2013-06-18 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 35,000 owned after | $8.12 exercise price | 2013-06-20 | |
| 2013-06-05 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $10.68 exercise price | 2013-06-07 | |
| 2013-06-05 | Guilmart Bruno Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,094 23,094 owned after | $37.00 exercise price | 2013-06-07 | |
| 2013-04-10 | Hao Kenneth Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,854 9,854 owned after | $35.38 exercise price | 2013-04-12 | |
| 2013-04-10 | DILLER JAMES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,854 9,854 owned after | $35.38 exercise price | 2013-04-11 | |
| 2013-04-10 | LIEN JUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,854 9,854 owned after | $35.38 exercise price | 2013-04-11 | |
| 2013-04-10 | MACLEOD DONALD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,854 9,854 owned after | $35.38 exercise price | 2013-04-11 | |
| 2013-03-12 | Maslowski Anthony E. Other (VP, Corp Cntlr & Interim CFO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $35.45 exercise price | 2013-03-14 | |
| 2013-03-12 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $35.45 exercise price | 2013-03-14 | |
| 2013-03-12 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $35.45 exercise price | 2013-03-14 | |
| 2013-03-12 | OOI BOON C Officer (SVP, Global Operations) | 4 | Employee Right Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $35.45 exercise price | 2013-03-14 | |
| 2013-03-12 | TAN HOCK E Director, Officer (President and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $35.45 exercise price | 2013-03-14 | |
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $10.68 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $10.68 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $10.00 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.00 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $15.96 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $20.08 exercise price | 2013-03-11 | ||
| 2013-03-11 holding as of filing | Maslowski Anthony E. Other (Interim Chief Financial Officr) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $35.31 exercise price | 2013-03-11 |