Avago Technologies LTD Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-30: Reporting owner Silver Lake Partners IV Cayman (AIV II), L.P. | SLP Argo II Ltd. | SLP Argo I Ltd. | Hao Kenneth | Silver Lake (Offshore) AIV GP IV, Ltd. | Silver Lake Technology Associates IV Cayman, L.P. | Silver Lake Technology Investors IV Cayman, L.P.; Form 4; Security 2.0% Convertible Senior Notes due 2021; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-30: Reporting owner Silver Lake Partners IV Cayman (AIV II), L.P. | SLP Argo II Ltd. | SLP Argo I Ltd. | Hao Kenneth | Silver Lake (Offshore) AIV GP IV, Ltd. | Silver Lake Technology Associates IV Cayman, L.P. | Silver Lake Technology Investors IV Cayman, L.P.; Form 4; Security 2.0% Convertible Senior Notes due 2021; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-08: Reporting owner Silver Lake Technology Associates IV Cayman, L.P. | SLP Argo II Ltd. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Investors IV Cayman, L.P. | SLP Argo I Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd.; Form 3; Security 2.0% Convertible Senior Notes due 2021; Transaction Holding.
- 2014-05-08: Reporting owner Silver Lake Technology Associates IV Cayman, L.P. | SLP Argo II Ltd. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Investors IV Cayman, L.P. | SLP Argo I Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd.; Form 3; Security 2.0% Convertible Senior Notes due 2021; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-30 | Silver Lake Partners IV Cayman (AIV II), L.P. | SLP Argo II Ltd. | SLP Argo I Ltd. | Hao Kenneth | Silver Lake (Offshore) AIV GP IV, Ltd. | Silver Lake Technology Associates IV Cayman, L.P. | Silver Lake Technology Investors IV Cayman, L.P. Director | Director | Director | Director | Director | Director | Director | 4 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo I Ltd. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −980,953,000 0 owned after | $47.90 exercise price | 2015-07-01 | |
| 2015-06-30 | Silver Lake Partners IV Cayman (AIV II), L.P. | SLP Argo II Ltd. | SLP Argo I Ltd. | Hao Kenneth | Silver Lake (Offshore) AIV GP IV, Ltd. | Silver Lake Technology Associates IV Cayman, L.P. | Silver Lake Technology Investors IV Cayman, L.P. Director | Director | Director | Director | Director | Director | Director | 4 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo II Ltd. | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,047,000 0 owned after | $47.90 exercise price | 2015-07-01 | |
| 2014-05-08 holding as of filing | Silver Lake Technology Associates IV Cayman, L.P. | SLP Argo II Ltd. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Investors IV Cayman, L.P. | SLP Argo I Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. Director | Director | Director | Director | Director | Director | 3 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo I Ltd. | Holding | $48.04 exercise price | 2014-05-08 | ||
| 2014-05-08 holding as of filing | Silver Lake Technology Associates IV Cayman, L.P. | SLP Argo II Ltd. | Silver Lake Partners IV Cayman (AIV II), L.P. | Silver Lake Technology Investors IV Cayman, L.P. | SLP Argo I Ltd. | Silver Lake (Offshore) AIV GP IV, Ltd. Director | Director | Director | Director | Director | Director | 3 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo II Ltd. | Holding | $48.04 exercise price | 2014-05-08 | ||
| 2014-05-06 | Hao Kenneth Director | 4 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo I Ltd. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $980,953,000.00 | 2014-05-08 | ||
| 2014-05-06 | Hao Kenneth Director | 4 | 2.0% Convertible Senior Notes due 2021 Derivative · Indirect · Held through SLP Argo II Ltd. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $19,047,000.00 | 2014-05-08 |