Avago Technologies LTD Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-01: Reporting owner MCCALL PATRICIA H; Form 4; Security Performance Based Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner Maslowski Anthony E.; Form 4; Security Performance Based Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner Kawwas Charlie B; Form 4; Security Performance Based Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-02-01: Reporting owner Ingram Bryan; Form 4; Security Performance Based Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-01 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Performance Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,000 0 owned after | no price filed | 2016-02-03 | |
| 2016-02-01 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Performance Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2016-02-03 | |
| 2016-02-01 | Kawwas Charlie B Officer (SVP & Chief Sales Officer) | 4 | Performance Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | no price filed | 2016-02-03 | |
| 2016-02-01 | Ingram Bryan Officer (SVP & GM, Wireless Semicon Div) | 4 | Performance Based Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | no price filed | 2016-02-03 | |
| 2015-06-10 holding as of filing | Kawwas Charlie B Officer (SVP WORLDWIDE SALES) | 3 | Performance Based Restricted Stock Units Derivative · Direct | Holding | no price filed | 2015-06-10 | ||
| 2015-03-03 | OOI BOON C Officer (SVP, Global Operations) | 4 | Performance Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2015-03-05 | |
| 2015-03-03 | MCCALL PATRICIA H Officer (VP & General Counsel) | 4 | Performance Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $0.00 | 2015-03-05 | |
| 2015-03-03 | Maslowski Anthony E. Officer (SVP & Chief Financial Officer) | 4 | Performance Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2015-03-05 | |
| 2015-03-03 | Ingram Bryan Officer (Chief Operating Officer) | 4 | Performance Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2015-03-05 |