ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-18: Reporting owner Randall Lorin; Form 4; Security NonQualified Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner Lehmann William JR; Form 4; Security Incentive Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner Van Bokkelen Gil; Form 4; Security Incentive Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-18: Reporting owner Campbell Laura K; Form 4; Security Incentive Stock Option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-18 | Randall Lorin Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.31 exercise price | 2018-06-20 | |
| 2018-06-18 | Lehmann William JR Officer (President and COO) | 4 | Incentive Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,004 230,004 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | Van Bokkelen Gil Director, Officer (Chairman and CEO) | 4 | Incentive Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,400 350,400 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | Campbell Laura K Officer (Senior Vice Pres Finance) | 4 | Incentive Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | Kola Ismail Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | Babiss Lee Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | WYSZOMIERSKI JACK L Director | 4 | NonQualified Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.31 exercise price | 2018-06-19 | |
| 2018-06-18 | Harrington John J Director, Officer (Exec Vice Pres and CSO) | 4 | Incentive Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $2.31 exercise price | 2018-06-18 |