ATHERSYS, INC / NEW Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-24: Reporting owner Randall Lorin; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-24: Reporting owner Harrington John J; Form 4; Security Employee incentive stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-24: Reporting owner Lehmann William JR; Form 4; Security Employee incentive stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-24: Reporting owner WYSZOMIERSKI JACK L; Form 4; Security Director stock option (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-24 | Randall Lorin Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Harrington John J Director, Officer (Chief Scientific Officer) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,680 117,680 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Lehmann William JR Officer (President & COO) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +117,680 117,680 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | WYSZOMIERSKI JACK L Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Babiss Lee Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | TRAUB KENNETH H Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Deans Robert J Officer (Executive Vice President) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,384 100,384 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Campbell Laura K Officer (Vice President of Finance) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,384 100,384 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Kola Ismail Director | 4 | Director stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.28 exercise price | 2015-06-25 | |
| 2015-06-24 | Van Bokkelen Gil Director, Officer (Chmn & Chief Executive Officer) | 4 | Employee incentive stock option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,752 200,752 owned after | $1.28 exercise price | 2015-06-25 |